Tearsheet

Live Oak Bancshares (LOB)


Market Price (4/13/2026): $35.76 | Market Cap: $1.6 Bil
Sector: Financials | Industry: Regional Banks

Live Oak Bancshares (LOB)


Market Price (4/13/2026): $35.76
Market Cap: $1.6 Bil
Sector: Financials
Industry: Regional Banks

Investment Highlights Why It Matters Detailed financial logic regarding cash flow yields vs trend-riding momentum.

0

Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 6.8%, FCF Yield is 8.8%

Cash is significant % of market cap
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is -99%

Attractive cash flow generation
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is 29%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is 27%

Low stock price volatility
Vol 12M is 39%

Uninsured deposits are low
Uninsured Deposits Ratio %Fraction of deposits that exceed the insurance deposit thresholds. For example, the FDIC protects deposits up to $250K. A high uninsured deposits ratio indicates large accounts and greater potential exposure to bank run risk. is 18%

Megatrend and thematic drivers
Megatrends include Fintech & Digital Payments, and Renewable Energy Transition. Themes include Online Banking & Lending, Solar Energy Generation, Show more.

Weak multi-year price returns
2Y Excs Rtn is -42%, 3Y Excs Rtn is -17%

Moderate capital ratio
Tier 1 Capital / Risk Wtd Assets RatioTier 1 Capital / Risk-Weighted Assets is a common measure of financial strength for a bank. It reflects how much equity there is relative to assets where assets are weighted based on riskiness. Low ratios indicate the bank is highly vulnerable to even small changes in the value of their risk assets. is 11%

Key risks
LOB key risks include [1] a material weakness in internal controls over financial reporting and [2] the inherent credit risk associated with its small business lending focus.

0 Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 6.8%, FCF Yield is 8.8%
1 Cash is significant % of market cap
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is -99%
2 Attractive cash flow generation
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is 29%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is 27%
3 Low stock price volatility
Vol 12M is 39%
4 Uninsured deposits are low
Uninsured Deposits Ratio %Fraction of deposits that exceed the insurance deposit thresholds. For example, the FDIC protects deposits up to $250K. A high uninsured deposits ratio indicates large accounts and greater potential exposure to bank run risk. is 18%
5 Megatrend and thematic drivers
Megatrends include Fintech & Digital Payments, and Renewable Energy Transition. Themes include Online Banking & Lending, Solar Energy Generation, Show more.
6 Weak multi-year price returns
2Y Excs Rtn is -42%, 3Y Excs Rtn is -17%
7 Moderate capital ratio
Tier 1 Capital / Risk Wtd Assets RatioTier 1 Capital / Risk-Weighted Assets is a common measure of financial strength for a bank. It reflects how much equity there is relative to assets where assets are weighted based on riskiness. Low ratios indicate the bank is highly vulnerable to even small changes in the value of their risk assets. is 11%
8 Key risks
LOB key risks include [1] a material weakness in internal controls over financial reporting and [2] the inherent credit risk associated with its small business lending focus.

Valuation, Metrics & Events

Price Chart

Why The Stock Moved

Qualitative Assessment

AI Analysis | Feedback

Live Oak Bancshares (LOB) stock has gained about 5% since 12/31/2025 because of the following key factors:

1. Strong Fourth Quarter 2025 Earnings Exceed Expectations.

Live Oak Bancshares reported fourth-quarter 2025 net income attributable to common shareholders of $44.1 million, or $0.95 per diluted share, significantly surpassing analysts' consensus estimates of $0.56 per share by $0.39, representing a 69.64% positive surprise. This strong performance was driven by a record $6.21 billion in loan production and $1.93 billion in deposit growth for 2025, leading to a 16.9% increase in total assets to $15.13 billion.

2. Favorable Analyst Ratings and Price Target Increases.

The company received positive attention from analysts, notably with TD Cowen initiating coverage with a "Buy" rating and a $50 price target on January 21, 2026, which contributed to a 6% jump in the stock price that day. Additionally, Zacks Research upgraded Live Oak Bancshares from a "strong sell" to a "hold" rating on March 17, 2026. The average 12-month price objective among brokerages covering the stock is $44.20, with some projections reaching up to $51.00, indicating a positive outlook.

Show more

Stock Movement Drivers

Fundamental Drivers

The 4.0% change in LOB stock from 12/31/2025 to 4/12/2026 was primarily driven by a 46.8% change in the company's Net Income Margin (%).
(LTM values as of)123120254122026Change
Stock Price ($)34.3235.714.0%
Change Contribution By: 
Total Revenues ($ Mil)5225413.7%
Net Income Margin (%)13.3%19.6%46.8%
P/E Multiple22.615.5-31.4%
Shares Outstanding (Mil)4646-0.3%
Cumulative Contribution4.0%

LTM = Last Twelve Months as of date shown

Market Drivers

12/31/2025 to 4/12/2026
ReturnCorrelation
LOB4.0% 
Market (SPY)-5.4%51.9%
Sector (XLF)-7.3%72.2%

Fundamental Drivers

The 1.6% change in LOB stock from 9/30/2025 to 4/12/2026 was primarily driven by a 76.5% change in the company's Net Income Margin (%).
(LTM values as of)93020254122026Change
Stock Price ($)35.1635.711.6%
Change Contribution By: 
Total Revenues ($ Mil)5065417.0%
Net Income Margin (%)11.1%19.6%76.5%
P/E Multiple28.615.5-45.9%
Shares Outstanding (Mil)4646-0.6%
Cumulative Contribution1.6%

LTM = Last Twelve Months as of date shown

Market Drivers

9/30/2025 to 4/12/2026
ReturnCorrelation
LOB1.6% 
Market (SPY)-2.9%42.4%
Sector (XLF)-5.4%68.0%

Fundamental Drivers

The 34.4% change in LOB stock from 3/31/2025 to 4/12/2026 was primarily driven by a 21.6% change in the company's Net Income Margin (%).
(LTM values as of)33120254122026Change
Stock Price ($)26.5635.7134.4%
Change Contribution By: 
Total Revenues ($ Mil)48254112.4%
Net Income Margin (%)16.1%19.6%21.6%
P/E Multiple15.515.5-0.1%
Shares Outstanding (Mil)4546-1.5%
Cumulative Contribution34.4%

LTM = Last Twelve Months as of date shown

Market Drivers

3/31/2025 to 4/12/2026
ReturnCorrelation
LOB34.4% 
Market (SPY)16.3%58.9%
Sector (XLF)3.0%67.8%

Fundamental Drivers

The 48.1% change in LOB stock from 3/31/2023 to 4/12/2026 was primarily driven by a 157.2% change in the company's P/E Multiple.
(LTM values as of)33120234122026Change
Stock Price ($)24.1135.7148.1%
Change Contribution By: 
Total Revenues ($ Mil)39254138.1%
Net Income Margin (%)45.0%19.6%-56.5%
P/E Multiple6.015.5157.2%
Shares Outstanding (Mil)4446-4.1%
Cumulative Contribution48.1%

LTM = Last Twelve Months as of date shown

Market Drivers

3/31/2023 to 4/12/2026
ReturnCorrelation
LOB48.1% 
Market (SPY)63.3%45.6%
Sector (XLF)64.9%60.3%

Return vs. Risk

Price Returns Compared

 202120222023202420252026Total [1]
Returns
LOB Return84%-65%51%-13%-13%7%-22%
Peers Return94%-28%27%14%16%6%149%
S&P 500 Return27%-19%24%23%16%-0%82%

Monthly Win Rates [3]
LOB Win Rate50%33%50%58%50%50% 
Peers Win Rate77%42%53%48%57%60% 
S&P 500 Win Rate75%42%67%75%67%50% 

Max Drawdowns [4]
LOB Max Drawdown-16%-67%-34%-30%-41%-7% 
Peers Max Drawdown-2%-37%-29%-16%-19%-7% 
S&P 500 Max Drawdown-1%-25%-1%-2%-15%-7% 


[1] Cumulative total returns since the beginning of 2021
[2] Peers: AX, NEWT, CUBI, HBAN, BY. See LOB Returns vs. Peers.
[3] Win Rate = % of calendar months in which monthly returns were positive
[4] Max drawdown represents maximum peak-to-trough decline within a year
[5] 2026 data is for the year up to 4/10/2026 (YTD)

How Low Can It Go

Unique KeyEventLOBS&P 500
2022 Inflation Shock2022 Inflation Shock  
2022 Inflation Shock% Loss% Loss-79.5%-25.4%
2022 Inflation Shock% Gain to Breakeven% Gain to Breakeven387.8%34.1%
2022 Inflation ShockTime to BreakevenTime to BreakevenNot Fully Recovered days464 days
2020 Covid Pandemic2020 Covid Pandemic  
2020 Covid Pandemic% Loss% Loss-59.0%-33.9%
2020 Covid Pandemic% Gain to Breakeven% Gain to Breakeven143.8%51.3%
2020 Covid PandemicTime to BreakevenTime to Breakeven159 days148 days
2018 Correction2018 Correction  
2018 Correction% Loss% Loss-59.2%-19.8%
2018 Correction% Gain to Breakeven% Gain to Breakeven144.9%24.7%
2018 CorrectionTime to BreakevenTime to Breakeven630 days120 days

Compare to AX, NEWT, CUBI, HBAN, BY

In The Past

Live Oak Bancshares's stock fell -79.5% during the 2022 Inflation Shock from a high on 11/4/2021. A -79.5% loss requires a 387.8% gain to breakeven.

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About Live Oak Bancshares (LOB)

Live Oak Bancshares, Inc. operates as the bank holding company for Live Oak Banking Company that provides various commercial banking products and services to individuals, small businesses, and professionals in North Carolina, the United States. The company accepts various deposit products, including noninterest-bearing demand, as well as interest-bearing checking, money market, savings, and time deposits. It also offers commercial and industrial loans; construction and development loans; owner occupied and non-owner occupied collateral commercial real estate loans; and commercial land loans. In addition, the company provides settlement, accounting, and securitization services for government guaranteed loans; wealth and investment management services to high-net-worth individuals and families; investment advisory services to a series of funds focused on providing venture capital to new and emerging financial technology companies; and an on-site restaurant location to company employees and business visitors. Live Oak Bancshares, Inc. was incorporated in 2008 and is headquartered in Wilmington, North Carolina.

AI Analysis | Feedback

Here are 1-3 brief analogies for Live Oak Bancshares (LOB):
  • It's like Bank of America, but laser-focused on providing government-backed loans to small businesses.
  • Imagine a traditional bank like Wells Fargo that also acts as a venture capital firm, investing in new financial technology companies.

AI Analysis | Feedback

  • Deposit Products: Accepts various types of deposits, including noninterest-bearing demand, checking, money market, savings, and time deposits.
  • Commercial & Real Estate Loans: Offers commercial and industrial loans, construction and development loans, owner-occupied and non-owner-occupied commercial real estate loans, and commercial land loans.
  • Government-Guaranteed Loan Services: Provides settlement, accounting, and securitization services specifically for government-guaranteed loans.
  • Wealth & Investment Management: Delivers wealth and investment management services to high-net-worth individuals and families.
  • Fintech Venture Capital Advisory: Offers investment advisory services to funds focused on providing venture capital to financial technology companies.

AI Analysis | Feedback

Live Oak Bancshares (LOB) primarily serves individuals and businesses directly. Its major customer categories include:

  1. Individuals and Families: This broad category encompasses general individual depositors, professionals seeking commercial banking services, and high-net-worth individuals and families who utilize the company's wealth and investment management services.
  2. Small Businesses: Live Oak Bancshares provides a range of commercial banking products and services, including various types of loans (commercial, industrial, construction, real estate, land) and deposit products, specifically tailored for small businesses.
  3. Investment Funds: The company offers investment advisory services to a series of funds that focus on providing venture capital to new and emerging financial technology companies.

AI Analysis | Feedback

The following are major suppliers for Live Oak Bancshares (LOB):

  • nCino (NCNO)
  • Amazon (AMZN)

AI Analysis | Feedback

James S. (Chip) Mahan III, Chairman and Chief Executive Officer

Chip Mahan founded Live Oak Bancshares in 2007 and currently serves as its Chairman and CEO. He has a career marked by revolutionizing the banking industry, having previously served as CEO and Chairman of S1 Corporation and as the founder of Security First Network Bank, recognized as the world's first internet bank. Under his leadership, S1 Corporation achieved significant growth, with a peak market capitalization of $7.8 billion. Before S1, he founded Cardinal Bancshares, serving as its Chairman and CEO, and successfully took the company public in 1992. Mahan also formed an investment group that acquired Citizens Union National Bank & Trust Co., which was later sold to BankOne Corp. He is a co-founder and managing partner of Canapi Ventures, a venture fund focused on financial technology, and has also co-founded other fintech companies such as nCino, Finxact, and Payrailz. Live Oak Ventures, the company's venture arm, has experienced successful exits with Finxact, which was sold to Fiserv for $650 million in 2022, and Payrailz, acquired by Jack Henry for $230 million in the same year.

Walter J. Phifer, Chief Financial Officer

Walter J. Phifer assumed the role of Chief Financial Officer in November 2023, following his tenure as Treasurer and Head of Finance, Planning and Analysis. He joined Live Oak in 2015 and brings 19 years of experience in the financial industry, having previously served as the Deposits Finance Manager at Barclays US.

William C. (BJ) Losch III, President

BJ Losch was appointed President of Live Oak Bancshares in August 2023. Prior to this, he served as the Chief Financial Officer until November 2023, a position he initially took in 2021 upon joining Live Oak. In 2022, he also took on the role of Chief Banking Officer. Losch's extensive background includes 12 years as Senior Executive Vice President and CFO at First Horizon Corp., and he also held senior roles at First Union and Wachovia banks.

Neil L. Underwood, Director

Neil Underwood is a co-founder of Live Oak Bancshares and has been a member of its Board of Directors since 2008, having previously served as President until November 2023. He is also a co-founder and General Partner of Canapi Ventures, a venture fund specializing in financial technology. Through Live Oak Ventures, he played a key role in incubating several fintech companies, including Finxact, Payrailz, DefenseStorm, and Greenlight. Additionally, Underwood co-founded nCino. His prior experience includes serving as General Manager of S1 Corporation.

Lee Williams III, Vice Chairman

Lee Williams III is one of the original founders of Live Oak Bank and currently serves as the Vice Chairman of the company. Before co-founding Live Oak, he spent 19 years in corporate banking at Wachovia and 14 years focused on SBA lending at Vine Street Financial. He re-joined Chip Mahan at Cardinal Bancshares in 1992 to establish Vine Street Financial and later left BB&T (where Vine Street Financial became a division) in May 2007 to found Live Oak Bank.

AI Analysis | Feedback

1. Credit Risk from Specialized Lending Segments: Live Oak Bancshares focuses on commercial and industrial loans, construction and development loans, and commercial real estate loans, primarily to small businesses and professionals. A significant downturn in these specific economic sectors, adverse market conditions in commercial real estate or construction, or an increase in defaults among its specialized customer base could materially impact the bank's asset quality, loan portfolio performance, and overall profitability.

2. Interest Rate Sensitivity and Net Interest Margin Fluctuations: As a financial institution, Live Oak Bancshares' profitability is highly dependent on its net interest margin, which is the difference between interest earned on assets (like loans) and interest paid on liabilities (like deposits). Significant and rapid changes in prevailing interest rates, whether upward or downward, could adversely affect the bank's funding costs, loan demand, or the yield on its earning assets, leading to a compression of its net interest margin and reduced earnings.

3. Regulatory and Programmatic Changes to Government-Guaranteed Loan Programs: A notable part of Live Oak Bancshares' business involves the origination, settlement, accounting, and securitization of government-guaranteed loans. Any adverse changes in the regulatory environment, funding availability, eligibility criteria, or the overall structure of these government programs (such as those offered by the Small Business Administration) could directly impact a core revenue stream and a significant business segment of the company.

AI Analysis | Feedback

The emergence and rapid growth of digitally-native financial technology (FinTech) companies, including challenger banks, online lenders, and robo-advisors, which leverage advanced technology to offer more efficient, user-friendly, and often lower-cost banking, lending, and investment management services, poses a clear emerging threat to Live Oak Bancshares' traditional banking operations.

AI Analysis | Feedback

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Live Oak Bancshares (LOB) operates in several addressable markets primarily within the United States. The estimated market sizes for their main products and services are as follows:

  • Small Business Lending: The U.S. small business loan market was valued at $245.39 billion in 2023 and is projected to reach $349.64 billion by 2033. Another estimate indicates the small business lending market is nearly a $1.7 trillion market, showing growth between 2019 and 2022. Banks in the U.S. provided over $328 billion in loans to small businesses in 2023.
  • Commercial Real Estate (CRE) Loans: The total commercial real estate mortgage borrowing and lending in the U.S. is estimated to have been $498 billion in 2024. The broader U.S. CRE mortgage market, encompassing loans backed by income-producing properties, is approximately $4.5 trillion, including $470 billion in construction loans, as of March 2023. The overall U.S. Real Estate Loan Market was valued at $3.5 trillion in 2024.
  • Wealth and Investment Management Services: The global wealth management market was valued at $1.25 trillion in 2020 and is projected to reach $3.43 trillion by 2030, with North America holding the largest share in 2020.
  • Government-Guaranteed Loans (SBA Loans): The U.S. Small Business Administration (SBA) provided $37.8 billion in 7(a) and 504 funding in fiscal year 2024. For fiscal year 2025, the SBA guaranteed approximately $45 billion in 7(a) and 504 loans.
  • FinTech Venture Capital Advisory: Global venture funding to FinTech startups totaled $51.8 billion in 2025. The United States venture capital market reached $1.31 trillion in 2025, and FinTech services accounted for 25.2% of the U.S. venture capital market share in 2024. U.S. startups specifically attracted about $24.2 billion in FinTech funding (in a recent period, likely 2025).
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AI Analysis | Feedback

Live Oak Bancshares (LOB) is expected to drive future revenue growth over the next 2-3 years through several key strategies:

  1. Strong Loan Growth, particularly in its specialized small business and government-guaranteed lending segments. The company has demonstrated record loan production and consistent growth in its total loan balances, leveraging its niche in SBA and specialty lending. The "Live Oak Express" small-dollar SBA 7(a) platform is noted as a significant and growing contributor to gain-on-sale revenues.
  2. Continued Expansion of Customer Deposits and an Improved Funding Mix. Live Oak Bancshares is actively focused on increasing customer deposits, with a particular emphasis on low-cost deposits and business checking accounts. This strategy aims to enhance funding stability and is considered highly accretive to earnings. The company is also working to deepen customer relationships by increasing the percentage of clients who hold both loan and deposit accounts.
  3. Net Interest Margin (NIM) Expansion. The bank has reported consistent expansion of its net interest margin, which is a critical indicator of profitability. This growth is attributed to overall balance sheet expansion and ongoing efforts in deposit repricing, contributing directly to increased net interest income.
  4. Leveraging Digital Transformation and Artificial Intelligence (AI) for Operational Efficiency and Customer Engagement. Live Oak Bancshares maintains a digital-first strategy and is actively integrating AI technology to enhance operational efficiency, improve customer experiences, and streamline employee interactions. This focus on advanced technology is expected to lead to scalable efficiencies and accelerate customer acquisition. The company also has long-term plans to evolve into an "AI-native bank."

AI Analysis | Feedback

Share Issuance

  • Live Oak Bancshares, Inc. priced an underwritten offering of 4,000,000 depositary shares, each representing a 1/40th ownership interest in a share of 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, with a liquidation preference of $25 per depositary share, on July 28, 2025.
  • The offering of depositary shares closed on August 4, 2025, resulting in net proceeds to Live Oak Bancshares of approximately $96.15 million, after estimated expenses and underwriting discounts and commissions.
  • The net proceeds from the preferred stock offering are intended for general corporate purposes, including supporting the balance sheet growth of Live Oak Banking Company and enhancing the Company's capital position.

Outbound Investments

  • In 2025, Live Oak Bancshares recorded a pre-tax gain of $24.1 million from the sale of Apiture, Inc., which was reflected in equity method investments income (loss).

Trade Ideas

Select ideas related to LOB.

Unique KeyDateTickerCompanyCategoryTrade Strategy6M Fwd Rtn12M Fwd Rtn12M Max DD
HBAN_3312026_Insider_Buying_45D_2Buy_200K03312026HBANHuntington BancsharesInsiderInsider Buys 45DStrong Insider Buying
Companies with multiple insider buys in the last 45 days
0.0%0.0%0.0%
NP_3312026_Insider_Buying_45D_2Buy_200K03312026NPNeptune InsuranceInsiderInsider Buys 45DStrong Insider Buying
Companies with multiple insider buys in the last 45 days
0.0%0.0%0.0%
JKHY_3272026_Monopoly_xInd_xCD_Getting_Cheaper03272026JKHYJack Henry & AssociatesMonopolyMY | Getting CheaperMonopoly-Like with P/S Decline
Large cap with monopoly-like margins or cash flow generation and getting cheaper based on P/S multiple
3.1%3.1%0.0%
MKTX_3202026_Dip_Buyer_FCFYield03202026MKTXMarketAxessDip BuyDB | FCFY OPMDip Buy with High FCF Yield and High Margin
Buying dips for companies with high FCF yield and meaningfully high operating margin
-5.2%-5.2%-5.7%
RYAN_3202026_Insider_Buying_GTE_1Mil_EBITp+DE_V203202026RYANRyan SpecialtyInsiderInsider Buys | Low D/EStrong Insider Buying
Companies with strong insider buying in the last 1 month, positive operating income and reasonable debt / market cap
-2.7%-2.7%-8.5%
LOB_1312024_Quality_Momentum_RoomToRun_10%01312024LOBLive Oak BancsharesQualityQ | Momentum | UpsideQuality Stocks with Momentum and Upside
Buying quality stocks with strong momentum but still having room to run
24.3%-2.3%-12.8%
LOB_2282022_Insider_Buying_45D_2Buy_200K02282022LOBLive Oak BancsharesInsiderInsider Buys 45DStrong Insider Buying
Companies with multiple insider buys in the last 45 days
-43.1%-45.8%-55.4%

Recent Active Movers

Peer Comparisons

Peers to compare with:

Financials

LOBAXNEWTCUBIHBANBYMedian
NameLive Oak.Axos Fin.NewtekOneCustomer.Huntingt.Byline B. 
Mkt Price35.7192.5012.2973.9916.3833.1534.43
Mkt Cap1.65.20.42.525.31.52.1
Rev LTM5411,3222678018,166442671
Op Inc LTM-------
FCF LTM143421-5793342,215136239
FCF 3Y Avg130301-3011662,142157161
CFO LTM158480-5794952,482140319
CFO 3Y Avg167346-3002552,325161211

Growth & Margins

LOBAXNEWTCUBIHBANBYMedian
NameLive Oak.Axos Fin.NewtekOneCustomer.Huntingt.Byline B. 
Rev Chg LTM12.4%10.4%12.3%16.6%10.6%9.4%11.4%
Rev Chg 3Y Avg11.4%18.7%38.9%8.8%4.1%11.5%11.4%
Rev Chg Q17.0%25.4%-2.3%53.8%11.3%12.1%14.6%
QoQ Delta Rev Chg LTM3.7%6.2%-0.6%11.3%2.8%2.9%3.3%
Op Mgn LTM-------
Op Mgn 3Y Avg-------
QoQ Delta Op Mgn LTM-------
CFO/Rev LTM29.2%36.3%-217.0%61.7%30.4%31.8%31.1%
CFO/Rev 3Y Avg35.1%28.8%-124.2%33.2%30.4%39.5%31.8%
FCF/Rev LTM26.5%31.9%-217.0%41.6%27.1%30.9%29.0%
FCF/Rev 3Y Avg27.1%25.0%-124.4%21.5%28.0%38.5%26.1%

Valuation

LOBAXNEWTCUBIHBANBYMedian
NameLive Oak.Axos Fin.NewtekOneCustomer.Huntingt.Byline B. 
Mkt Cap1.65.20.42.525.31.52.1
P/S3.04.01.43.23.13.43.1
P/EBIT-------
P/E15.511.56.011.311.411.511.5
P/CFO10.410.9-0.65.110.210.610.3
Total Yield6.8%8.7%16.8%8.9%12.3%9.9%9.4%
Dividend Yield0.3%0.0%0.0%0.0%3.6%1.2%0.2%
FCF Yield 3Y Avg7.3%7.2%-90.6%7.7%9.7%13.3%7.5%
D/E0.10.22.30.70.70.30.5
Net D/E-1.00.01.5-1.80.1-0.6-0.3

Returns

LOBAXNEWTCUBIHBANBYMedian
NameLive Oak.Axos Fin.NewtekOneCustomer.Huntingt.Byline B. 
1M Rtn10.7%9.2%6.0%14.3%7.7%8.7%9.0%
3M Rtn-2.4%0.2%-6.0%-5.6%-9.3%11.7%-4.0%
6M Rtn2.6%16.2%19.9%16.0%7.0%26.5%16.1%
12M Rtn52.6%61.6%33.2%68.9%32.0%44.8%48.7%
3Y Rtn47.4%148.1%15.2%308.1%65.2%72.3%68.7%
1M Excs Rtn7.3%6.9%3.7%10.4%4.1%7.7%7.1%
3M Excs Rtn-3.2%0.8%0.5%-5.0%-8.9%11.1%-1.4%
6M Excs Rtn-1.1%9.9%14.3%13.7%1.2%20.2%11.8%
12M Excs Rtn17.9%27.3%-0.6%36.3%-0.6%5.7%11.8%
3Y Excs Rtn-16.8%83.9%-46.5%260.2%4.2%0.3%2.3%

Comparison Analyses

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FDIC Bank Data

Financials

Segment Financials

Revenue by Segment
$ Mil20252024202320222021
Banking platform482434   
Banking  410412273
Fintech  155437
Other  112
Total482434565457281


Price Behavior

Price Behavior
Market Price$35.71 
Market Cap ($ Bil)1.6 
First Trading Date07/23/2015 
Distance from 52W High-14.4% 
   50 Days200 Days
DMA Price$36.34$34.73
DMA Trendupdown
Distance from DMA-1.7%2.8%
 3M1YR
Volatility40.1%36.4%
Downside Capture0.720.62
Upside Capture190.74140.07
Correlation (SPY)49.7%49.3%
LOB Betas & Captures as of 3/31/2026

 1M2M3M6M1Y3Y
Beta1.151.511.651.261.241.36
Up Beta1.140.691.771.211.201.41
Down Beta0.761.021.471.381.171.08
Up Capture107%167%200%116%160%296%
Bmk +ve Days7162765139424
Stock +ve Days8192856123367
Down Capture139%185%149%122%119%109%
Bmk -ve Days12233358110323
Stock -ve Days13223467126380

[1] Upside and downside betas calculated using positive and negative benchmark daily returns respectively
Based On 1-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with LOB
LOB55.0%38.5%1.22-
Sector ETF (XLF)16.9%17.3%0.7469.7%
Equity (SPY)31.2%17.3%1.4757.8%
Gold (GLD)60.1%27.8%1.69-6.5%
Commodities (DBC)29.8%16.6%1.583.2%
Real Estate (VNQ)21.3%15.2%1.0749.2%
Bitcoin (BTCUSD)-4.3%43.7%0.0229.6%

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Based On 5-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with LOB
LOB-12.0%48.3%-0.09-
Sector ETF (XLF)9.7%18.7%0.4058.9%
Equity (SPY)11.1%17.0%0.5052.3%
Gold (GLD)22.1%17.8%1.020.2%
Commodities (DBC)11.8%18.8%0.529.0%
Real Estate (VNQ)3.7%18.8%0.1048.0%
Bitcoin (BTCUSD)4.3%56.5%0.3023.3%

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Based On 10-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with LOB
LOB9.5%47.2%0.37-
Sector ETF (XLF)12.7%22.2%0.5359.0%
Equity (SPY)13.8%17.9%0.6651.3%
Gold (GLD)14.2%15.9%0.74-0.7%
Commodities (DBC)8.6%17.6%0.4116.3%
Real Estate (VNQ)5.1%20.7%0.2246.2%
Bitcoin (BTCUSD)67.6%66.9%1.0716.6%

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Short Interest

Short Interest: As Of Date3312026
Short Interest: Shares Quantity2.2 Mil
Short Interest: % Change Since 31520266.7%
Average Daily Volume0.3 Mil
Days-to-Cover Short Interest6.8 days
Basic Shares Quantity45.9 Mil
Short % of Basic Shares4.7%

Earnings Returns History

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 Forward Returns
Earnings Date1D Returns5D Returns21D Returns
1/21/20264.5%-1.8%4.8%
10/22/2025-3.3%-8.1%-15.1%
7/23/20250.6%-0.6%8.3%
4/23/20256.6%5.5%8.8%
1/22/2025-14.0%-12.7%-21.5%
10/23/2024-10.3%-14.2%1.7%
7/24/20243.8%5.3%-5.0%
4/24/2024-14.0%-16.0%-15.2%
...
SUMMARY STATS   
# Positive141314
# Negative101110
Median Positive3.8%6.8%10.5%
Median Negative-5.7%-4.5%-9.0%
Max Positive15.4%34.8%38.9%
Max Negative-14.0%-16.0%-21.5%

SEC Filings

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Report DateFiling DateFiling
12/31/202502/27/202610-K
09/30/202511/17/202510-Q
06/30/202508/05/202510-Q
03/31/202505/07/202510-Q
12/31/202403/18/202510-K
09/30/202411/05/202410-Q
06/30/202408/06/202410-Q
03/31/202405/10/202410-Q
12/31/202302/22/202410-K
09/30/202311/03/202310-Q
06/30/202308/02/202310-Q
03/31/202305/03/202310-Q
12/31/202202/23/202310-K
09/30/202211/02/202210-Q
06/30/202208/03/202210-Q
03/31/202205/04/202210-Q

Insider Activity

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#OwnerTitleHoldingActionFiling DatePriceSharesTransacted
Value
Value of
Held Shares
Form
1Mahan, James S IiiChief Executive OfficerJames S. Mahan Revocable TrustSell1223202536.1710,000361,734110,974,348Form
2Mahan, James S IiiChief Executive OfficerJames S. Mahan Revocable TrustSell1219202535.9710,000359,699110,709,741Form
3Mahan, James S IiiChief Executive OfficerJames S. Mahan Revocable TrustSell1216202535.1310,000351,313108,479,974Form
4Mahan, James S IiiChief Executive OfficerJames S. Mahan Revocable TrustSell1212202534.3310,000343,283106,343,564Form
5Mahan, James S IiiChief Executive OfficerJames S. Mahan Revocable TrustSell1209202532.8110,000328,090101,965,254Form