Tearsheet

Donnelley Financial Solutions (DFIN)


Market Price (5/22/2026): $39.49 | Market Cap: $1.0 Bil
Sector: Financials | Industry: Financial Exchanges & Data

Donnelley Financial Solutions (DFIN)


Market Price (5/22/2026): $39.49
Market Cap: $1.0 Bil
Sector: Financials
Industry: Financial Exchanges & Data

Investment Highlights Why It Matters Detailed financial logic regarding cash flow yields vs trend-riding momentum.

0

Attractive cash flow generation
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is 26%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is 19%

Attractive yield
FCF Yield is 14%

Low stock price volatility
Vol 12M is 47%

Megatrend and thematic drivers
Megatrends include Digital Transformation of Financial Services. Themes include Regulatory Technology (RegTech), Financial Document & Disclosure Management, and Alternative Asset Management Solutions.

Weak multi-year price returns
2Y Excs Rtn is -78%, 3Y Excs Rtn is -94%

Weak revenue growth
Rev Chg LTMRevenue Change % Last Twelve Months (LTM) is -1.1%, Rev Chg 3Y AvgRevenue Change % averaged over trailing 3 years is -2.1%

Key risks
DFIN key risks include [1] challenges executing its software-centric transition amid volatile capital markets, Show more.

0 Attractive cash flow generation
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is 26%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is 19%
1 Attractive yield
FCF Yield is 14%
2 Low stock price volatility
Vol 12M is 47%
3 Megatrend and thematic drivers
Megatrends include Digital Transformation of Financial Services. Themes include Regulatory Technology (RegTech), Financial Document & Disclosure Management, and Alternative Asset Management Solutions.
4 Weak multi-year price returns
2Y Excs Rtn is -78%, 3Y Excs Rtn is -94%
5 Weak revenue growth
Rev Chg LTMRevenue Change % Last Twelve Months (LTM) is -1.1%, Rev Chg 3Y AvgRevenue Change % averaged over trailing 3 years is -2.1%
6 Key risks
DFIN key risks include [1] challenges executing its software-centric transition amid volatile capital markets, Show more.

Valuation, Metrics & Events

Price Chart

Why The Stock Moved

Qualitative Assessment

AI Analysis | Feedback

Donnelley Financial Solutions (DFIN) stock has lost about 25% since 1/31/2026 because of the following key factors:

1. Lower-than-expected Q2 2026 revenue guidance led to a sharp stock decline.

Donnelley Financial Solutions reported Q1 2026 adjusted EPS of $1.45 and revenue of $205.5 million, both exceeding analyst estimates of $1.35 and $204.8 million, respectively. However, the company's Q2 2026 revenue guidance of $215 million to $225 million fell short of the FactSet consensus of $227.6 million. This soft forward outlook overshadowed the earnings beat, causing the stock to tumble by over 18% on May 5, 2026, the day the Q1 results and Q2 guidance were announced.

2. Heightened market volatility and geopolitical tensions dampened capital markets activity.

Management noted that increased market volatility and escalating geopolitical conflicts in March 2026 negatively impacted deal activity, leading to a slowdown in deal completions, particularly large IPOs. This resulted in a soft global deal environment in the first quarter compared to historical averages, affecting capital markets transactional revenue.

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Stock Movement Drivers

Fundamental Drivers

The -23.6% change in DFIN stock from 1/31/2026 to 5/21/2026 was primarily driven by a -33.3% change in the company's P/E Multiple.
(LTM values as of)13120265212026Change
Stock Price ($)51.7539.52-23.6%
Change Contribution By: 
Total Revenues ($ Mil)7517712.7%
Net Income Margin (%)4.3%4.5%4.5%
P/E Multiple43.629.1-33.3%
Shares Outstanding (Mil)27266.6%
Cumulative Contribution-23.6%

LTM = Last Twelve Months as of date shown

Market Drivers

1/31/2026 to 5/21/2026
ReturnCorrelation
DFIN-23.6% 
Market (SPY)7.6%17.0%
Sector (XLF)-2.7%39.2%

Fundamental Drivers

The -14.0% change in DFIN stock from 10/31/2025 to 5/21/2026 was primarily driven by a -24.9% change in the company's P/E Multiple.
(LTM values as of)103120255212026Change
Stock Price ($)45.9539.52-14.0%
Change Contribution By: 
Total Revenues ($ Mil)7517712.7%
Net Income Margin (%)4.3%4.5%4.5%
P/E Multiple38.729.1-24.9%
Shares Outstanding (Mil)27266.6%
Cumulative Contribution-14.0%

LTM = Last Twelve Months as of date shown

Market Drivers

10/31/2025 to 5/21/2026
ReturnCorrelation
DFIN-14.0% 
Market (SPY)9.5%23.3%
Sector (XLF)-0.4%39.2%

Fundamental Drivers

The -18.0% change in DFIN stock from 4/30/2025 to 5/21/2026 was primarily driven by a -60.9% change in the company's Net Income Margin (%).
(LTM values as of)43020255212026Change
Stock Price ($)48.2039.52-18.0%
Change Contribution By: 
Total Revenues ($ Mil)780771-1.1%
Net Income Margin (%)11.6%4.5%-60.9%
P/E Multiple15.429.189.5%
Shares Outstanding (Mil)292611.7%
Cumulative Contribution-18.0%

LTM = Last Twelve Months as of date shown

Market Drivers

4/30/2025 to 5/21/2026
ReturnCorrelation
DFIN-18.0% 
Market (SPY)35.5%27.2%
Sector (XLF)7.7%42.2%

Fundamental Drivers

The -8.6% change in DFIN stock from 4/30/2023 to 5/21/2026 was primarily driven by a -63.2% change in the company's Net Income Margin (%).
(LTM values as of)43020235212026Change
Stock Price ($)43.2539.52-8.6%
Change Contribution By: 
Total Revenues ($ Mil)834771-7.5%
Net Income Margin (%)12.3%4.5%-63.2%
P/E Multiple12.429.1135.4%
Shares Outstanding (Mil)292614.0%
Cumulative Contribution-8.6%

LTM = Last Twelve Months as of date shown

Market Drivers

4/30/2023 to 5/21/2026
ReturnCorrelation
DFIN-8.6% 
Market (SPY)85.6%37.2%
Sector (XLF)63.7%41.0%

Return vs. Risk

Price Returns Compared

 202120222023202420252026Total [1]
Returns
DFIN Return178%-18%61%1%-26%-16%131%
Peers Return26%-32%32%15%-1%-33%-14%
S&P 500 Return27%-19%24%23%16%9%98%

Monthly Win Rates [3]
DFIN Win Rate83%50%75%42%50%40% 
Peers Win Rate64%42%61%50%58%7% 
S&P 500 Win Rate75%42%67%75%67%60% 

Max Drawdowns [4]
DFIN Max Drawdown-21%-46%-27%-19%-45%-31% 
Peers Max Drawdown-18%-42%-20%-16%-28%-38% 
S&P 500 Max Drawdown-5%-25%-10%-8%-19%-9% 


[1] Cumulative total returns since the beginning of 2021
[2] Peers: BR, SSNC, WK.
[3] Win Rate = % of calendar months in which monthly returns were positive
[4] Max drawdown represents maximum peak-to-trough decline within a year
[5] 2026 data is for the year up to 5/21/2026 (YTD)

How Low Can It Go

EventDFINS&P 500
2025 US Tariff Shock
  % Loss-21.1%-18.8%
  % Gain to Breakeven26.7%23.1%
  Time to Breakeven23 days79 days
2023 SVB Regional Banking Crisis
  % Loss-25.6%-6.7%
  % Gain to Breakeven34.4%7.1%
  Time to Breakeven138 days31 days
2022 Inflation Shock & Fed Tightening
  % Loss-45.4%-24.5%
  % Gain to Breakeven83.0%32.4%
  Time to Breakeven269 days427 days
2020 COVID-19 Crash
  % Loss-59.2%-33.7%
  % Gain to Breakeven145.1%50.9%
  Time to Breakeven133 days140 days
Q4 2018 Fed Policy Error / Growth Scare
  % Loss-23.6%-19.2%
  % Gain to Breakeven31.0%23.8%
  Time to Breakeven716 days105 days
2016-2017 Trump Reflation Bond Selloff
  % Loss-26.6%-3.7%
  % Gain to Breakeven36.2%3.9%
  Time to Breakeven84 days6 days

Compare to BR, SSNC, WK

In The Past

Donnelley Financial Solutions's stock fell -21.1% during the 2025 US Tariff Shock. Such a loss loss requires a 26.7% gain to breakeven.

Preserve Wealth

Limiting losses and compounding gains is essential to preserving wealth.

Asset Allocation

Actively managed asset allocation strategies protect wealth. Learn more.

EventDFINS&P 500
2025 US Tariff Shock
  % Loss-21.1%-18.8%
  % Gain to Breakeven26.7%23.1%
  Time to Breakeven23 days79 days
2023 SVB Regional Banking Crisis
  % Loss-25.6%-6.7%
  % Gain to Breakeven34.4%7.1%
  Time to Breakeven138 days31 days
2022 Inflation Shock & Fed Tightening
  % Loss-45.4%-24.5%
  % Gain to Breakeven83.0%32.4%
  Time to Breakeven269 days427 days
2020 COVID-19 Crash
  % Loss-59.2%-33.7%
  % Gain to Breakeven145.1%50.9%
  Time to Breakeven133 days140 days
Q4 2018 Fed Policy Error / Growth Scare
  % Loss-23.6%-19.2%
  % Gain to Breakeven31.0%23.8%
  Time to Breakeven716 days105 days
2016-2017 Trump Reflation Bond Selloff
  % Loss-26.6%-3.7%
  % Gain to Breakeven36.2%3.9%
  Time to Breakeven84 days6 days

Compare to BR, SSNC, WK

In The Past

Donnelley Financial Solutions's stock fell -21.1% during the 2025 US Tariff Shock. Such a loss loss requires a 26.7% gain to breakeven.

Preserve Wealth

Limiting losses and compounding gains is essential to preserving wealth.

Asset Allocation

Actively managed asset allocation strategies protect wealth. Learn more.

About Donnelley Financial Solutions (DFIN)

Donnelley Financial Solutions, Inc. operates as a risk and compliance solutions company worldwide. The company operates through four segments: Capital Markets – Software Solutions (CM-SS), Capital Markets – Compliance and Communications Management (CM-CCM), Investment Companies – Software Solutions (IC-SS), and Investment Companies – Compliance and Communications Management (IC-CCM). The CM-SS segment provides Venue, ActiveDisclosure, eBrevia, and other solutions to public and private companies to manage public and private transaction processes, extract data, and analyze contracts; collaborate; and tag, validate, and file SEC documents. The CM-CCM segment offers tech-enabled services and print and distribution solutions to public and private companies for deal solutions and SEC compliance requirements. The IC-SS segment provides clients with the Arc Suite platform that contains a comprehensive suite of cloud-based solutions and services that enable storage and management of compliance and regulatory information in a self-service and central repository for accessing, assembling, editing, translating, rendering, and submitting documents to regulators. The IC-CCM segment offers clients with tech-enabled solutions for creating and filing regulatory communications and solutions for investor communications, as well as XBRL-formatted filings pursuant to the Investment Act, through the SEC EDGAR system. This segment also provides turnkey proxy services, including discovery, planning and implementation, print and mail management, solicitation, tabulation services, shareholder meeting review, and expert support. Donnelley Financial Solutions, Inc. was founded in 1983 and is headquartered in Chicago, Illinois.

AI Analysis | Feedback

Here are 1-3 brief analogies for Donnelley Financial Solutions (DFIN):

  • It's a bit like Workiva for financial compliance and regulatory reporting.
  • It's the Intralinks for comprehensive capital markets deal and regulatory management.
  • Think of it as Broadridge Financial Solutions for investment company compliance and investor communications.

AI Analysis | Feedback

  • Venue: A solution for managing public and private transaction processes.
  • ActiveDisclosure: Software for tagging, validating, and filing SEC documents.
  • eBrevia: A solution for extracting data and analyzing contracts.
  • Deal Solutions (Capital Markets): Tech-enabled services, print, and distribution for public and private company transactions.
  • SEC Compliance Solutions (Capital Markets): Tech-enabled services, print, and distribution for meeting SEC compliance requirements.
  • Arc Suite platform: A cloud-based platform for managing, creating, and submitting compliance and regulatory information for investment companies.
  • Regulatory Communications Solutions (Investment Companies): Tech-enabled solutions for creating and filing regulatory communications, including XBRL filings, for investment companies.
  • Investor Communications Solutions (Investment Companies): Tech-enabled solutions for managing investor communications for investment companies.
  • Turnkey Proxy Services: Comprehensive services covering planning, print, mail, solicitation, and tabulation for shareholder proxy processes.

AI Analysis | Feedback

Donnelley Financial Solutions (DFIN) primarily sells its services and solutions to other companies, rather than individuals. Based on the provided company description, DFIN serves a broad range of corporate clients involved in capital markets and investment activities.

Its major customers can be categorized as:

  • Public Companies: These companies utilize DFIN's solutions for managing public and private transaction processes, SEC document preparation (tagging, validation, filing), SEC compliance, deal solutions, regulatory communications, and investor communications.
  • Private Companies: DFIN provides solutions to private companies for managing transaction processes (both public and private), contract analysis, deal solutions, and meeting SEC compliance requirements (e.g., in the context of IPOs or M&A activities).
  • Investment Companies: This category of clients uses DFIN's Arc Suite platform and other tech-enabled solutions for storing and managing compliance and regulatory information, assembling and submitting documents to regulators (such as through SEC EDGAR), creating and filing regulatory communications, investor communications, and turnkey proxy services.

AI Analysis | Feedback

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AI Analysis | Feedback

Daniel N. Leib, Chief Executive Officer

Daniel N. Leib has served as President and Chief Executive Officer of Donnelley Financial Solutions (DFIN) and as a director since DFIN became an independent public company in 2016. Prior to the spin-off, he held various leadership positions at R.R. Donnelley since 2004, including Chief Financial Officer and Executive Vice President. His earlier career experience includes roles at Interpublic Group of Companies, Dun & Bradstreet, Sears, and Andersen Consulting. He also serves as an Independent Trustee of William Blair Mutual Funds.

David A. Gardella, Executive Vice President and Chief Financial Officer

David A. Gardella has served as Executive Vice President and Chief Financial Officer of Donnelley Financial Solutions (DFIN) since 2016. Before his appointment as CFO, he held various senior finance, investor relations, and mergers and acquisitions roles at R.R. Donnelley from 1992 to 2016.

Craig D. Clay, President, Global Capital Markets

Craig D. Clay is the President of Global Capital Markets at DFIN, a role in which he has overseen the transformation of the organization for over two decades. Previously, he was Senior Vice President at R.R. Donnelley, where he led the Global Capital Markets and Legal Process Outsourcing business. Before joining R.R. Donnelley, he worked as a financial analyst at American Eurocopter, a subsidiary of Aerospatiale.

Eric J. Johnson, President, Global Investment Companies

Eric J. Johnson serves as President, Global Investment Companies (GIC) at Donnelley Financial Solutions. He previously led R.R. Donnelley's Global Investment Markets from 2010 to 2016 and held other senior roles between 2006 and 2010. He began his career as an accountant at Ernst & Young.

Robert K. Williams, Chief People and Administrative Officer

Robert K. Williams is the Chief People and Administrative Officer at DFIN, a position he has held since 2023. Prior to this role, he served as DFIN's Chief Human Resources Officer (CHRO) from 2018.

AI Analysis | Feedback

Donnelley Financial Solutions (DFIN) faces several key risks to its business: * **Capital Markets Volatility and Slowdown in Transactional Activity:** A significant portion of DFIN's revenue, particularly high-margin transactional revenue derived from initial public offerings (IPOs), mergers and acquisitions (M&A), and secondary offerings, is directly tied to the activity levels in capital markets. A prolonged downturn or weakness in capital markets transactional activity can lead to a contraction in DFIN's top line and directly impact its overall financial health. For example, lower capital markets transactional volumes were a primary factor for a decrease in Adjusted EBITDA in Q2 2025. * **Competition and Technological Disruption, including Legacy Business Transition:** DFIN is undergoing a strategic pivot from its traditional print and distribution model to a software-centric compliance provider. This transition presents operational risks, as the decline in traditional services may outpace the growth in its newer software solutions, creating a revenue gap. Furthermore, the company faces intense competition from an expanding market of Software-as-a-Service (SaaS) providers vying for a share of the compliance market. Keeping pace with rapid technological advancements and evolving regulatory landscapes is crucial for RegTech companies like DFIN to remain competitive and avoid technological obsolescence. * **Cybersecurity Threats and Data Breaches:** As a provider of risk and compliance solutions that handles sensitive financial and regulatory information for its clients, DFIN is a prime target for cyberattacks. Data security breaches, including those related to "dark data" (data collected but no longer needed), pose a substantial risk. Such incidents can result in severe penalties, significant financial losses, and irreparable damage to the company's reputation and client trust.

AI Analysis | Feedback

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AI Analysis | Feedback

Donnelley Financial Solutions (DFIN) operates in several addressable markets related to risk and compliance solutions for capital markets and investment companies.

RegTech Market (Overall Compliance and Regulatory Technology)

The global RegTech market, which encompasses DFIN's core business in regulatory technology and compliance solutions, was valued at approximately USD 19.06 billion in 2025. This market is projected to reach USD 105.23 billion by 2034, growing at a compound annual growth rate (CAGR) of 20.00% during this forecast period. Another estimate placed the global RegTech market size at USD 17.02 billion in 2023, with a projection to reach USD 70.64 billion by 2030, showing a CAGR of 23.1% from 2024 to 2030. North America held a significant share of this market, dominating the global RegTech market with a 30.30% share in 2025 and a 52.7% revenue share in 2023. Within North America, the U.S. accounted for the largest revenue share.

Digital Transaction Management (DTM) Market

DFIN's Capital Markets - Software Solutions segment, including products like Venue and ActiveDisclosure, aligns with the Digital Transaction Management market due to its focus on managing public and private transaction processes and SEC document filing. The global digital transaction management market size was estimated at USD 15.26 billion in 2024 and is projected to reach USD 61.10 billion by 2030, with a CAGR of 26.3% from 2025 to 2030. Another source estimates this market at USD 15.1 billion in 2024, with a projected growth to USD 98.4 billion by 2032 at a CAGR of 26.6%. North America was the largest market for digital transaction management, accounting for approximately USD 6.0 billion in revenue in 2024 and holding a 32.0% share in 2024.

Transaction Monitoring Market

DFIN's solutions for compliance and regulatory information management also relate to the transaction monitoring market, which focuses on identifying suspicious or fraudulent activities. The global transaction monitoring market size was valued at USD 20.27 billion in 2025 and is projected to grow to USD 62.44 billion by 2034, exhibiting a CAGR of 13.30%. An alternative estimate indicated the global market was over USD 19.32 billion in 2025 and is expected to exceed USD 61.09 billion by 2035, registering a CAGR of more than 12.2%. North America led the global transaction monitoring market with a 37.26% share in 2025.

XBRL Solutions/Reporting

DFIN provides XBRL-formatted filings for SEC and Investment Act compliance. XBRL (eXtensible Business Reporting Language) is an open international standard for digital business reporting used by over 50 countries globally, with millions of XBRL documents created annually. Regulatory bodies, including the U.S. Securities and Exchange Commission (SEC), have mandated or adopted XBRL filings for public companies and investment funds, significantly accelerating its global interest and adoption. While a specific, overarching market size in U.S. dollars for "XBRL solutions" was not readily available, the widespread adoption and regulatory mandates across North America, Europe, and Asia indicate a substantial and expanding global addressable market driven by financial reporting and compliance requirements.

Turnkey Proxy Services

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AI Analysis | Feedback

Here are 4 expected drivers of future revenue growth for Donnelley Financial Solutions (DFIN) over the next 2-3 years:
  1. Accelerated Growth of High-Margin Software Solutions: DFIN is strategically shifting its business mix towards software-centric offerings, with an ambitious goal for software solutions to constitute 60% of total revenue by 2028. This growth is anticipated to be driven by strong performance and continued adoption of key products such as ActiveDisclosure, which helps companies manage SEC filings; Arc Suite, a cloud-based platform for compliance and regulatory information; and Venue, its virtual data room solution.
  2. Increased Capital Markets Transactional Activity: An uptick in capital markets transactional revenue, stemming from events like initial public offerings (IPOs), mergers and acquisitions (M&A), and debt issuances, is expected to drive demand for DFIN's deal solutions and its Venue virtual data room. The company has recently experienced stronger-than-expected capital markets transactional revenue, and it remains well-positioned to capture further increases in deal activity.
  3. Expansion Driven by New Regulatory Requirements and ESG Compliance: The ever-evolving financial regulatory landscape creates a sustained demand for DFIN's adaptable and advanced technological solutions. The company is poised to capitalize on new regulations and expanding non-SEC use cases, with a significant growth driver for 2025 and beyond being the investment in ESG compliance technology and new offerings like Tailored Shareholder Reports.
  4. Strategic Investments in Technology and Artificial Intelligence (AI) for Product Innovation: DFIN is continually investing in its technology platform to maintain a competitive edge. This includes a strategic focus on developing advanced software solutions, incorporating AI for data analysis and process automation, and launching new products such as ArcFlex to address evolving market needs and regulatory landscapes.

AI Analysis | Feedback

Share Repurchases

  • Donnelley Financial Solutions repurchased approximately 3.6 million shares totaling $172.3 million in 2025, at an average price of $48.36 per share. This represented approximately 12% of the company's outstanding shares.
  • In May 2025, the Board of Directors authorized a new share repurchase program of up to $150 million, set to run intermittently through December 31, 2026, which replaced a prior program with $15 million remaining.
  • In 2024, the company repurchased nearly 1 million shares for approximately $58.7 million at an average purchase price of $61.97 per share. As of December 31, 2024, $91.3 million remained authorized for repurchase.

Outbound Investments

  • In December 2021, DFIN acquired Guardum, a data security and privacy software provider. This acquisition aimed to strengthen DFIN's software solutions portfolio by enhancing data security and regulatory compliance.

Capital Expenditures

  • Capital expenditures for 2025 were -$57.1 million. These expenditures were comfortably funded by the company's free cash flow in 2025.
  • For 2026, expected capital expenditures are projected to be approximately $55 million to $60 million.
  • The primary focus of capital expenditures is on software development, including for both investment companies and capital markets, with recent investments in the new Venue platform, Arc Suite for TSR regulations, and cloud-based ActiveDisclosure.

Better Bets vs. Donnelley Financial Solutions (DFIN)

Trade Ideas

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DFIN_5312022_Insider_Buying_GTE_1Mil_EBITp+DE_V205312022DFINDonnelley Financial SolutionsInsiderInsider Buys | Low D/EStrong Insider Buying
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Recent Active Movers

Peer Comparisons

Peers to compare with:

Financials

DFINBRSSNCWKMedian
NameDonnelle.Broadrid.SS&C Tec.Workiva  
Mkt Price39.52150.0266.9550.0258.48
Mkt Cap1.017.416.22.89.5
Rev LTM7717,3226,4059263,665
Op Inc LTM1521,2531,477-2702
FCF LTM1431,2541,461171713
FCF 3Y Avg1071,0971,190104602
CFO LTM1971,3681,772174782
CFO 3Y Avg1691,2081,464107688

Growth & Margins

DFINBRSSNCWKMedian
NameDonnelle.Broadrid.SS&C Tec.Workiva  
Rev Chg LTM-1.1%8.2%7.5%20.3%7.8%
Rev Chg 3Y Avg-2.1%7.2%6.2%18.4%6.7%
Rev Chg Q2.2%7.8%8.8%19.9%8.3%
QoQ Delta Rev Chg LTM0.6%2.0%2.1%4.6%2.0%
Op Inc Chg LTM4.5%10.7%7.9%97.1%9.3%
Op Inc Chg 3Y Avg2.5%15.2%9.3%38.5%12.3%
Op Mgn LTM19.7%17.1%23.1%-0.3%18.4%
Op Mgn 3Y Avg18.6%16.6%22.9%-7.0%17.6%
QoQ Delta Op Mgn LTM-0.0%-0.1%0.2%4.5%0.1%
CFO/Rev LTM25.5%18.7%27.7%18.8%22.2%
CFO/Rev 3Y Avg21.5%17.6%24.3%13.3%19.6%
FCF/Rev LTM18.5%17.1%22.8%18.5%18.5%
FCF/Rev 3Y Avg13.7%16.0%19.7%13.0%14.9%

Valuation

DFINBRSSNCWKMedian
NameDonnelle.Broadrid.SS&C Tec.Workiva  
Mkt Cap1.017.416.22.89.5
P/S1.32.42.53.12.5
P/Op Inc6.713.910.9-1,200.68.8
P/EBIT16.911.611.193.514.2
P/E29.115.920.0200.424.5
P/CFO5.212.89.116.410.9
Total Yield3.4%8.8%6.6%0.5%5.0%
Dividend Yield0.0%2.5%1.6%0.0%0.8%
FCF Yield 3Y Avg8.0%4.8%6.8%2.7%5.8%
D/E0.20.20.50.30.3
Net D/E0.20.20.4-0.00.2

Returns

DFINBRSSNCWKMedian
NameDonnelle.Broadrid.SS&C Tec.Workiva  
1M Rtn-25.5%-7.3%-6.3%-11.0%-9.2%
3M Rtn-18.6%-14.4%-5.9%-15.6%-15.0%
6M Rtn-12.0%-33.3%-18.5%-43.0%-25.9%
12M Rtn-27.1%-36.2%-13.6%-27.1%-27.1%
3Y Rtn-13.3%2.6%24.4%-48.3%-5.4%
1M Excs Rtn-29.7%-10.9%-9.6%-15.0%-13.0%
3M Excs Rtn-24.4%-22.5%-13.6%-26.3%-23.5%
6M Excs Rtn-23.7%-45.2%-29.7%-57.4%-37.4%
12M Excs Rtn-53.5%-62.4%-41.0%-54.8%-54.1%
3Y Excs Rtn-93.9%-77.7%-53.4%-124.6%-85.8%

Comparison Analyses

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Financials

Segment Financials

Revenue by Segment
$ Mil20252024202320222021
Capital Markets - Compliance and Communications Management322355410562424
Capital Markets - Software Solutions214186180181133
Investment Companies - Compliance and Communications Management130149144162270
Investment Companies - Software Solutions116107998967
Corporate  0  
Total782797834993894


Price Behavior

Price Behavior
Market Price$39.52 
Market Cap ($ Bil)1.0 
First Trading Date09/26/2016 
Distance from 52W High-39.7% 
   50 Days200 Days
DMA Price$46.83$49.42
DMA Trenddowndown
Distance from DMA-15.6%-20.0%
 3M1YR
Volatility47.6%47.6%
Downside Capture45.96141.09
Upside Capture-42.5461.22
Correlation (SPY)8.2%25.3%
DFIN Betas & Captures as of 4/30/2026

 1M2M3M6M1Y3Y
Beta0.620.541.021.061.150.99
Up Beta-0.050.19-0.500.401.091.02
Down Beta-1.861.411.121.181.060.92
Up Capture109%46%153%149%109%80%
Bmk +ve Days15223166141428
Stock +ve Days13243469138401
Down Capture384%46%161%113%124%102%
Bmk -ve Days4183056108321
Stock -ve Days8182955112349

[1] Upside and downside betas calculated using positive and negative benchmark daily returns respectively
Based On 1-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with DFIN
DFIN-29.6%47.6%-0.58-
Sector ETF (XLF)2.3%14.6%-0.0641.8%
Equity (SPY)26.8%12.1%1.6726.0%
Gold (GLD)37.5%26.8%1.16-8.0%
Commodities (DBC)43.5%18.6%1.80-4.3%
Real Estate (VNQ)12.0%13.4%0.5927.0%
Bitcoin (BTCUSD)-27.2%41.8%-0.6522.2%

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Based On 5-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with DFIN
DFIN7.5%42.4%0.30-
Sector ETF (XLF)8.3%18.6%0.3346.5%
Equity (SPY)13.8%17.0%0.6448.0%
Gold (GLD)19.3%18.0%0.87-0.9%
Commodities (DBC)10.8%19.4%0.443.7%
Real Estate (VNQ)3.8%18.8%0.1041.2%
Bitcoin (BTCUSD)9.3%55.6%0.3723.3%

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Based On 10-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with DFIN
DFIN5.3%48.0%0.30-
Sector ETF (XLF)12.7%22.2%0.5347.3%
Equity (SPY)15.5%17.9%0.7448.8%
Gold (GLD)13.2%16.0%0.68-0.0%
Commodities (DBC)7.8%17.9%0.3511.5%
Real Estate (VNQ)5.4%20.7%0.2242.2%
Bitcoin (BTCUSD)67.3%66.9%1.0616.0%

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Short Interest

Short Interest: As Of Date4302026
Short Interest: Shares Quantity1.2 Mil
Short Interest: % Change Since 4152026-1.3%
Average Daily Volume0.2 Mil
Days-to-Cover Short Interest6.1 days
Basic Shares Quantity25.7 Mil
Short % of Basic Shares4.6%

Earnings Returns History

Expand for More
 Forward Returns
Earnings Date1D Returns5D Returns21D Returns
5/5/2026-15.6%-17.3% 
2/17/202612.0%20.1%17.6%
10/23/20254.9%-14.3%-13.4%
7/31/2025-17.1%-18.6%-11.2%
4/30/20253.9%11.9%18.6%
2/18/2025-22.6%-24.3%-32.4%
10/31/2024-8.7%-5.3%-5.7%
7/31/2024-2.9%-9.7%-5.6%
...
SUMMARY STATS   
# Positive131215
# Negative11128
Median Positive5.5%8.9%16.8%
Median Negative-10.9%-14.0%-9.9%
Max Positive18.9%28.0%35.6%
Max Negative-22.6%-24.3%-32.4%

SEC Filings

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Report DateFiling DateFiling
03/31/202605/05/202610-Q
12/31/202502/17/202610-K
09/30/202510/29/202510-Q
06/30/202507/31/202510-Q
03/31/202504/30/202510-Q
12/31/202402/18/202510-K
09/30/202410/31/202410-Q
06/30/202407/31/202410-Q
03/31/202405/01/202410-Q
12/31/202302/20/202410-K
09/30/202311/01/202310-Q
06/30/202308/02/202310-Q
03/31/202305/03/202310-Q
12/31/202202/21/202310-K
09/30/202211/02/202210-Q
06/30/202208/03/202210-Q

Recent Forward Guidance [BETA]

Latest: Q1 2026 Earnings Reported 5/5/2026

Forward GuidanceGuidance Change
MetricLowMidHigh% Chg% DeltaChangePrior
Q2 2026 Total Net Sales215.00 Mil220.00 Mil225.00 Mil7.3% RaisedGuidance: 205.00 Mil for Q1 2026
Q2 2026 Adjusted EBITDA margin34.0%35.0%36.0%2.9%1.0%RaisedGuidance: 34.0% for Q1 2026
Q2 2026 Capital markets transactional net sales40.00 Mil42.50 Mil45.00 Mil-10.5% LoweredGuidance: 47.50 Mil for Q1 2026

Prior: Q4 2025 Earnings Reported 2/17/2026

Forward GuidanceGuidance Change
MetricLowMidHigh% Chg% DeltaChangePrior
Q1 2026 Total net sales200.00 Mil205.00 Mil210.00 Mil32.3% Higher NewActual: 155.00 Mil for Q4 2025
Q1 2026 Adjusted EBITDA margin33.0%34.0%35.0%47.8%11.0%Higher NewActual: 23.0% for Q4 2025
Q1 2026 Capital markets transactional net sales45.00 Mil47.50 Mil50.00 Mil35.7% Higher NewActual: 35.00 Mil for Q4 2025

Insider Activity

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#OwnerTitleHoldingActionFiling DatePriceSharesTransacted
Value
Value of
Held Shares
Form
1Johnson, Eric JPresident, GICDirectSell310202650.1620,2801,017,3265,859,857Form
2Williams, Robert KirkChief People & Admin OfficerDirectSell305202652.037,684399,7863,163,483Form
3Williams, Robert KirkChief People & Admin OfficerDirectSell305202652.294,237221,5562,853,922Form
4Leib, DanielChief Executive OfficerDirectSell302202650.3610,000503,58728,612,857Form
5Aguilar, Luis A DirectSell828202556.717,421420,8803,025,332Form