Tearsheet

SolarMax Technology (SMXT)


Market Price (6/22/2026): $0.3922 | Market Cap: $22.0 MilSector: Information Technology | Industry: Semiconductors

SolarMax Technology (SMXT)


Market Price (6/22/2026): $0.3922
Market Cap: $22.0 Mil
Sector: Information Technology
Industry: Semiconductors

Investment Highlights Why It Matters Detailed financial logic regarding cash flow yields vs trend-riding momentum.

0

Strong revenue growth
Rev Chg LTMRevenue Change % Last Twelve Months (LTM) is 309%

Valuation becoming less expensive
P/S 6M Chg %Price/Sales change over 6 months. Declining P/S indicates valuation has become less expensive. is -56%

Megatrend and thematic drivers
Megatrends include Renewable Energy Transition, and Sustainable & Green Buildings. Themes include Solar Energy Generation, Battery Storage & Grid Modernization, Show more.

Weak multi-year price returns
2Y Excs Rtn is -131%, 3Y Excs Rtn is -167%

Penny stock
Mkt Price is 0.4

Not profitable at operating income level
Op Inc LTMOperating Income, Last Twelve Months is -5.0 Mil, Op Mgn LTMOperating Margin = Operating Income / Revenue Reflects profitability before taxes and before impact of capital structure (interest payments). is -5.1%

Debt is significant
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is 150%

Not cash flow generative
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is -3.1%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is -3.1%

Yield minus risk free rate is negative
ERPEquity Risk Premium (ERP) = Total Yield - Risk Free Rate, Reflects the premium above risk free assets offered by the investment. is -29%

High stock price volatility
Vol 12M is 117%

Key risks
SMXT key risks include [1] significant financial instability and a stockholders' equity deficit, Show more.

0 Strong revenue growth
Rev Chg LTMRevenue Change % Last Twelve Months (LTM) is 309%
1 Valuation becoming less expensive
P/S 6M Chg %Price/Sales change over 6 months. Declining P/S indicates valuation has become less expensive. is -56%
2 Megatrend and thematic drivers
Megatrends include Renewable Energy Transition, and Sustainable & Green Buildings. Themes include Solar Energy Generation, Battery Storage & Grid Modernization, Show more.
3 Weak multi-year price returns
2Y Excs Rtn is -131%, 3Y Excs Rtn is -167%
4 Penny stock
Mkt Price is 0.4
5 Not profitable at operating income level
Op Inc LTMOperating Income, Last Twelve Months is -5.0 Mil, Op Mgn LTMOperating Margin = Operating Income / Revenue Reflects profitability before taxes and before impact of capital structure (interest payments). is -5.1%
6 Debt is significant
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is 150%
7 Not cash flow generative
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is -3.1%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is -3.1%
8 Yield minus risk free rate is negative
ERPEquity Risk Premium (ERP) = Total Yield - Risk Free Rate, Reflects the premium above risk free assets offered by the investment. is -29%
9 High stock price volatility
Vol 12M is 117%
10 Key risks
SMXT key risks include [1] significant financial instability and a stockholders' equity deficit, Show more.

SMXT in ETFs

Weight = SMXT's share of each fund

VTI0.00%

Valuation & Metrics

Price Chart

Why The Stock Moved

Qualitative Assessment

AI Analysis | Feedback

Updated on 6/12/2026

SolarMax Technology (SMXT) stock has lost about 45% since 2/28/2026 because of the following key factors:

1. Severe Balance Sheet Deterioration and Going Concern Doubt.

SolarMax Technology's balance sheet showed significant distress, with cash and cash equivalents falling to $4.3 million as of March 31, 2026, from $8.0 million at year-end. The company reported a working capital deficit of approximately $17.6 million and a stockholders' deficit of $11.4 million, as total liabilities of $117.6 million exceeded assets. Management also concluded that substantial doubt exists about the company's ability to continue as a going concern, a critical disclosure that severely undermined investor confidence.

2. Defaults on Convertible Notes and Refinancing Risk.

SolarMax Technology was in default on convertible notes totaling $13.7 million out of $14.1 million as of March 31, 2026. This, coupled with approximately $18.1 million of debt due within 12 months, created significant refinancing risk and further highlighted the company's precarious financial position.

Show more
Updated on 6/12/2026

SolarMax Technology (SMXT) stock has lost about 45% since 2/28/2026 because of the following key factors:

1. Severe Balance Sheet Deterioration and Going Concern Doubt.

SolarMax Technology's balance sheet showed significant distress, with cash and cash equivalents falling to $4.3 million as of March 31, 2026, from $8.0 million at year-end. The company reported a working capital deficit of approximately $17.6 million and a stockholders' deficit of $11.4 million, as total liabilities of $117.6 million exceeded assets. Management also concluded that substantial doubt exists about the company's ability to continue as a going concern, a critical disclosure that severely undermined investor confidence.

2. Defaults on Convertible Notes and Refinancing Risk.

SolarMax Technology was in default on convertible notes totaling $13.7 million out of $14.1 million as of March 31, 2026. This, coupled with approximately $18.1 million of debt due within 12 months, created significant refinancing risk and further highlighted the company's precarious financial position.

3. Broad Solar Industry Headwinds and Slowdown Projections.

The broader solar industry faced significant challenges during the period. U.S. solar installations in fiscal Q1 2026 declined 27% year-over-year and 42% quarter-over-quarter. Projections indicated a 21% contraction in the residential solar market in 2026 due to the expiration of the Section 25D tax credit, and a dip in the commercial segment due to California's transition away from NEM 2.0. Globally, 2026 is projected to be the first year in two decades to see an annual decline in solar panel installations, further pressuring companies in the sector.

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Stock Movement Drivers

Fundamental Drivers

The -46.6% change in SMXT stock from 2/28/2026 to 6/21/2026 was primarily driven by a -70.7% change in the company's P/S Multiple.
(LTM values as of)22820266212026Change
Stock Price ($)0.710.38-46.6%
Change Contribution By: 
Total Revenues ($ Mil)519994.5%
P/S Multiple0.70.2-70.7%
Shares Outstanding (Mil)5356-6.2%
Cumulative Contribution-46.6%

LTM = Last Twelve Months as of date shown

Market Drivers

2/28/2026 to 6/21/2026
ReturnCorrelation
SMXT-46.6% 
Market (SPY)9.2%4.9%
Sector (XLK)38.1%12.6%

Fundamental Drivers

The -58.9% change in SMXT stock from 11/30/2025 to 6/21/2026 was primarily driven by a -77.5% change in the company's P/S Multiple.
(LTM values as of)113020256212026Change
Stock Price ($)0.920.38-58.9%
Change Contribution By: 
Total Revenues ($ Mil)519994.5%
P/S Multiple1.00.2-77.5%
Shares Outstanding (Mil)5356-6.2%
Cumulative Contribution-58.9%

LTM = Last Twelve Months as of date shown

Market Drivers

11/30/2025 to 6/21/2026
ReturnCorrelation
SMXT-58.9% 
Market (SPY)9.9%12.2%
Sector (XLK)34.1%17.4%

Fundamental Drivers

The -66.7% change in SMXT stock from 5/31/2025 to 6/21/2026 was primarily driven by a -89.7% change in the company's P/S Multiple.
(LTM values as of)53120256212026Change
Stock Price ($)1.140.38-66.7%
Change Contribution By: 
Total Revenues ($ Mil)2499309.5%
P/S Multiple2.10.2-89.7%
Shares Outstanding (Mil)4456-20.9%
Cumulative Contribution-66.7%

LTM = Last Twelve Months as of date shown

Market Drivers

5/31/2025 to 6/21/2026
ReturnCorrelation
SMXT-66.7% 
Market (SPY)28.1%7.7%
Sector (XLK)66.8%9.8%

Fundamental Drivers

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Market Drivers

5/31/2023 to 6/21/2026
ReturnCorrelation
SMXT  
Market (SPY)85.7%10.2%
Sector (XLK)137.9%10.1%

Return vs. Risk

Price Returns Compared

 202120222023202420252026Total [1]
Returns
SMXT Return----80%-49%-50%-95%
Peers Return-14%9%-4%-33%23%-4%-29%
S&P 500 Return27%-19%24%23%16%8%98%

Monthly Win Rates [3]
SMXT Win Rate---45%25%17% 
Peers Win Rate46%52%44%42%47%47% 
S&P 500 Win Rate75%42%67%75%67%50% 

Max Drawdowns [4]
SMXT Max Drawdown-----60%-64% 
Peers Max Drawdown-50%-50%-57%-50%-60%-49% 
S&P 500 Max Drawdown-5%-25%-10%-8%-19%-9% 


[1] Cumulative total returns since the beginning of 2021
[2] Peers: RUN, SPWR, FLNC, FSLR, ENPH.
[3] Win Rate = % of calendar months in which monthly returns were positive
[4] Max drawdown represents maximum peak-to-trough decline within a year
[5] 2026 data is for the year up to 6/18/2026 (YTD)

How Low Can It Go

EventSMXTS&P 500
2025 US Tariff Shock
  % Loss-16.7%-18.8%
  % Gain to Breakeven20.1%23.1%
  Time to Breakeven119 days79 days

Compare to RUN, SPWR, FLNC, FSLR, ENPH

In The Past

SolarMax Technology's stock fell -16.7% during the 2025 US Tariff Shock. Such a loss loss requires a 20.1% gain to breakeven.

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Limiting losses and compounding gains is essential to preserving wealth.

Asset Allocation

Actively managed asset allocation strategies protect wealth. Learn more.

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Compare to RUN, SPWR, FLNC, FSLR, ENPH

In The Past

SolarMax Technology's stock fell -16.7% during the 2025 US Tariff Shock. Such a loss loss requires a 20.1% gain to breakeven.

Preserve Wealth

Limiting losses and compounding gains is essential to preserving wealth.

Asset Allocation

Actively managed asset allocation strategies protect wealth. Learn more.

About SolarMax Technology (SMXT)

SolarMax Technology (SMXT) operates as an integrated solar energy company primarily focused on its United States operations. In the U.S., the company specializes in the sale and installation of integrated photovoltaic (solar) systems and backup battery systems for residential and commercial customers. Additionally, SMXT provides LED lighting sales and retrofitting services for governmental and commercial applications. The company also generates revenue from an existing portfolio of secured loans provided to solar customers prior to 2020, and from owning and funding renewable energy projects based on pre-2015 leases, primarily through operating leases and power purchase agreements with commercial users.

The company also has a China segment that historically engaged in identifying and procuring solar farm projects for resale to third-party developers, and providing engineering, procurement, and construction (EPC) services for these large-scale solar farms. However, it is important for investors to understand that SolarMax Technology has generated only nominal revenue from its Chinese operations since mid-2021, and reported no revenue from this segment in 2022, 2023, or 2024. As of the date of the prospectus, there are no contracts in place anticipated to generate revenue from the China segment, indicating that its current business activities and revenue generation are almost exclusively driven by its U.S. operations.

AI Analysis | Feedback

Here are a few brief analogies for SolarMax Technology (SMXT):

  • Like Sunrun for residential and commercial solar and battery installations, plus commercial LED lighting.
  • Essentially, a regional Sunrun (for solar and battery systems) that also provides commercial LED retrofitting services.

AI Analysis | Feedback

  • Residential & Commercial Solar PV Systems: Selling and installing integrated photovoltaic systems for residential and commercial customers in the United States.
  • Battery Backup Systems: Selling and installing backup battery systems for residential and commercial customers in the United States.
  • LED Lighting Sales & Retrofitting: Providing exterior and interior LED lighting products and retrofitting services for governmental and commercial applications.
  • Solar Project Financing Services: Providing secured loans to purchasers of photovoltaic systems and servicing installment sales by customers in the United States.
  • Renewable Energy Project Ownership & Management: Owning and funding renewable energy projects in the United States, generating revenue from operating leases and power purchase agreements.
  • China Solar Farm Project Development & Resale: Identifying and procuring solar farm system projects for resale to third-party developers in China, typically by selling equity in project subsidiaries.
  • China Solar Farm EPC Services: Providing engineering, procuring, and construction services for solar farms and photovoltaic systems in China.
  • China Solar Farm Operations & Maintenance: Operating and maintaining solar farm projects in China following the completion of EPC work.

AI Analysis | Feedback

SolarMax Technology (SMXT) serves a diverse customer base primarily within its United States operations. The company does not list specific major customer companies by name, but rather describes categories of customers it serves.

Its major customer categories are:

  1. Residential Customers: Individuals purchasing and installing integrated photovoltaic (solar) systems and backup battery systems for their homes.
  2. Commercial Customers: Businesses and organizations that purchase and install photovoltaic (solar) systems, backup battery systems, acquire LED lighting solutions, and engage in operating leases or power purchase agreements for renewable energy projects.
  3. Governmental Customers: Government entities and agencies that utilize SolarMax Technology's services for exterior and interior LED lighting sales and retrofitting.

While the company historically had operations in China focused on selling solar farm projects to third-party developers and providing EPC services to those buyers (which would be "other companies"), the provided background states that the China segment generated nominal revenue in 2021, and no revenue in 2022, 2023, and 2024 through the date of the prospectus. As such, the company's current primary customer base is described by the categories above in the United States.

AI Analysis | Feedback

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AI Analysis | Feedback

David Hsu, Chief Executive Officer and Chairman

Mr. David Bingwen Hsu is a co-founder of SolarMax Technology, Inc. and has served as its Chief Executive Officer and Director since February 2008, also holding the position of Chairman. He is recognized as a widely-respected entrepreneur.

Stephen P. Brown, Chief Financial Officer and Secretary

Mr. Stephen P. Brown has served as the Chief Financial Officer and Secretary of SolarMax Technology, Inc. since May 2017. He possesses 20 years of experience in sales, international business development, and management within the automotive and energy industries. Mr. Brown's past roles include serving as CFO of STAAR Surgical, Hoya Surgical Optics, and Advanced Sterilization Products, a division of Johnson & Johnson, gaining experience in financial divisions in both public and private companies.

Ching Liu, Executive Vice President, Chief Strategy Officer, Director, and Treasurer

Ms. Ching Liu co-founded SolarMax Technology, Inc. in 2008. She currently holds the titles of Executive Vice President, Chief Strategy Officer, Director, and Treasurer.

Dee R. Balch, Senior Vice President and Chief Accounting Officer

Ms. Dee R. Balch serves as the Senior Vice President and Chief Accounting Officer for SolarMax Technology, Inc.

Bin Lu, Head of China Segment

Mr. Bin Lu is the Head of the China Segment for SolarMax Technology, Inc.

AI Analysis | Feedback

Key Risks to the Business of SolarMax Technology (SMXT)

  1. Inability to Generate Revenue from China Operations: SolarMax Technology has not generated any revenue from its China segment in 2022, 2023, and 2024 through the date of the prospectus, and as of the prospectus date, it does not have any contracts that will generate revenue from this segment. This indicates a complete cessation of revenue generation from a business segment that involved significant acquisitions and was intended for solar farm project development and EPC services, representing a substantial operational and financial setback for that part of the business.
  2. Suspension of Lending Activities in the United States Due to Capital Constraints: Since early 2020, SolarMax Technology has suspended making loans to its solar customers in the United States due to a lack of capital to support such operations. The company's finance revenue now solely relates to its existing financing portfolio. This suspension of lending significantly hinders the company's ability to facilitate new sales of photovoltaic systems to residential and commercial customers in its primary market, potentially impacting growth and competitiveness.
  3. Reliance on Legacy Revenue Streams for Financing and Renewable Energy Projects: A portion of SolarMax Technology's revenue is derived from its existing financing portfolio for solar customers and from renewable energy projects in the United States based on leases entered into prior to 2015. This suggests that certain revenue streams are not actively being replenished with new financing activities or new project leases, indicating a potential long-term stagnation or decline in these specific business areas if new initiatives are not undertaken.

AI Analysis | Feedback

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AI Analysis | Feedback

SolarMax Technology (SMXT) operates in several key addressable markets within the United States, including residential and commercial solar photovoltaic (PV) systems, battery backup systems, and LED lighting sales and retrofitting services for governmental and commercial applications. The addressable markets for SolarMax Technology's main products and services in the U.S. are as follows:
  • U.S. Residential Solar PV Market: This market was estimated at USD 7.45 billion in 2023. It is projected to grow at a compound annual growth rate (CAGR) of 14.4% from 2024 to 2030, reaching an estimated USD 17.68 billion by 2030.
  • U.S. Commercial Solar PV Market: In 2025, the commercial solar segment saw 2,345 MWdc of new capacity installed, marking a 6% increase from 2024 and setting a new annual record.
  • U.S. Battery Energy Storage System Market (Residential and Commercial): The overall U.S. battery energy storage system market, which includes both residential and commercial applications, was valued at USD 3.62 billion in 2025. This market is anticipated to grow significantly, reaching approximately USD 36.47 billion by 2035, exhibiting a CAGR of 25.99% from 2026 to 2035.
  • U.S. LED Lighting Retrofit Market (Governmental and Commercial): Focusing on retrofit projects for commercial and governmental applications, the U.S. LED retrofit market was valued at USD 985.7 million in 2024. The broader U.S. LED lighting market, which includes retrofits, generated a revenue of USD 18,089.4 million in 2025 and is expected to reach USD 31,545.1 million by 2033, growing at a CAGR of 7.3% from 2026 to 2033. Retrofit installations constituted a significant portion, accounting for 78.65% of the U.S. LED lighting market size in 2025.

AI Analysis | Feedback

SolarMax Technology (SMXT) is expected to drive future revenue growth over the next 2-3 years through several key initiatives in its United States operations:

  1. Growth in large-scale commercial and utility-scale solar and battery storage EPC projects: SolarMax Technology has strategically shifted towards securing significant Engineering, Procurement, and Construction (EPC) contracts for large-scale commercial and utility-scale battery storage projects in the United States. This is evidenced by a $127.3 million EPC contract for a 430-megawatt hour battery storage project in Texas, anticipated to substantially boost revenue by June 2026. Further contracts include a $258.1 million EPC contract for a 600 MWh battery storage project in Texas and $158 million in EPC contracts for 400 MWh battery storage projects in Puerto Rico. The company is actively developing its pipeline for commercial and industrial solar and battery system projects.
  2. Expansion of residential solar installations in the United States: Despite challenges in the residential solar market due to policy changes like California's NEM 3.0, SolarMax Technology continues to focus on expanding its residential solar operations within the U.S. The company is seeing "meaningful traction through its dealer network" and exploring new financing options to appeal to residential customers amidst higher interest rates.
  3. Increased sales and retrofitting services for LED lighting in the United States: SolarMax Technology's investor relations information and strategic initiatives indicate a continued focus on scaling its LED lighting solutions in the US, encompassing both sales and retrofitting services for governmental and commercial applications.

AI Analysis | Feedback

Share Issuance

  • SolarMax Technology completed its initial public offering (IPO) in March 2024, generating approximately $18.6 million in net proceeds.
  • The IPO involved the issuance of 4,500,000 shares of common stock at a price of $4.00 per share, with trading commencing on Nasdaq on February 27, 2024.
  • In March 2025, the company issued an additional 561,798 shares of common stock to an accredited investor, raising $500,000 to support working capital.

Inbound Investments

  • The company received approximately $18.6 million in net proceeds from its initial public offering in March 2024.
  • An investment of $500,000 was made in March 2025 through the issuance of 561,798 shares of common stock to an accredited investor, intended for working capital.

Capital Expenditures

  • SolarMax Technology reported $0 in capital expenditures for Q3 2024.
  • For the full year 2024, the company's capital expenditures were $0.
  • Capital expenditures amounted to $0.03 million in 2023.

Better Bets vs. SolarMax Technology (SMXT)

Latest Trefis Analyses

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Recent Active Movers

Peer Comparisons

Peers to compare with:

Financials

SMXTRUNSPWRFLNCFSLRENPHMedian
NameSolarMax.Sunrun SunPower Fluence .First So.Enphase . 
Mkt Price0.3813.520.7824.80257.7052.2819.16
Mkt Cap0.03.20.13.327.76.93.2
Rev LTM993,1752942,5855,4191,4001,992
Op Inc LTM-5-55-42-501,721104-24
FCF LTM-3-2,577-38-2691,668145-21
FCF 3Y Avg-4-3,094-47-14656341-25
CFO LTM-3-307-38-2362,450191-21
CFO 3Y Avg-4-519-46-1211,232401-25

Growth & Margins

SMXTRUNSPWRFLNCFSLRENPHMedian
NameSolarMax.Sunrun SunPower Fluence .First So.Enphase . 
Rev Chg LTM309.5%52.4%66.2%10.9%27.3%-1.6%39.8%
Rev Chg 3Y Avg86.3%12.8%68.8%15.7%24.7%-18.0%20.2%
Rev Chg Q114.1%43.2%-7.2%7.7%23.6%-20.6%15.7%
QoQ Delta Rev Chg LTM8.7%7.4%-1.9%1.3%3.8%-5.0%2.6%
Op Inc Chg LTM36.3%89.2%34.5%-87.3%25.3%-32.1%29.9%
Op Inc Chg 3Y Avg-30.0%38.2%-21.5%13.2%231.9%-42.3%-4.2%
Op Mgn LTM-5.1%-1.7%-14.4%-1.9%31.8%7.4%-1.8%
Op Mgn 3Y Avg-26.0%-20.8%-36.5%-2.1%31.7%10.9%-11.5%
QoQ Delta Op Mgn LTM1.8%2.5%-5.4%0.3%1.2%-3.8%0.7%
CFO/Rev LTM-3.1%-9.7%-13.0%-9.1%45.2%13.6%-6.1%
CFO/Rev 3Y Avg-9.0%-23.1%-33.7%-4.7%26.2%25.7%-6.8%
FCF/Rev LTM-3.1%-81.2%-13.0%-10.4%30.8%10.4%-6.8%
FCF/Rev 3Y Avg-9.0%-133.3%-34.6%-5.8%-2.3%21.9%-7.4%

Valuation

SMXTRUNSPWRFLNCFSLRENPHMedian
NameSolarMax.Sunrun SunPower Fluence .First So.Enphase . 
Mkt Cap0.03.20.13.327.76.93.2
P/S0.21.00.31.35.14.91.1
P/Op Inc-4.2-57.9-2.3-65.916.166.2-3.3
P/EBIT-4.2-69.6-5.7-65.915.746.7-5.0
P/E-4.05.6-2.2-78.616.650.91.7
P/CFO-6.9-10.3-2.5-13.911.335.9-4.7
Total Yield-25.0%17.9%-46.3%-1.3%6.0%2.0%0.3%
Dividend Yield0.0%0.0%0.0%0.0%0.0%0.0%0.0%
FCF Yield 3Y Avg-5.1%-152.4%--18.5%-0.7%3.7%-5.1%
D/E1.74.71.80.10.00.10.9
Net D/E1.54.51.70.0-0.1-0.10.7

Returns

SMXTRUNSPWRFLNCFSLRENPHMedian
NameSolarMax.Sunrun SunPower Fluence .First So.Enphase . 
1M Rtn-28.2%-7.5%-30.4%15.4%-0.1%-18.4%-12.9%
3M Rtn-50.4%10.6%-33.9%63.9%33.6%18.5%14.6%
6M Rtn-53.1%-26.0%-55.2%24.2%-3.5%57.2%-14.7%
12M Rtn-64.8%117.0%-54.7%325.4%77.7%45.8%61.8%
3Y Rtn-95.2%-24.7%-52.2%-3.7%37.7%-67.8%-38.4%
1M Excs Rtn-27.4%0.7%-25.5%36.5%14.2%9.8%5.2%
3M Excs Rtn-67.3%-10.2%-48.0%41.2%15.5%3.6%-3.3%
6M Excs Rtn-64.6%-33.2%-63.9%6.1%-10.6%53.8%-21.9%
12M Excs Rtn-90.5%108.5%-75.1%312.0%53.7%24.3%39.0%
3Y Excs Rtn-166.9%-106.4%-123.8%-85.7%-40.2%-142.6%-115.1%

Comparison Analyses

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Financials

Segment Financials

Revenue by Segment
$ Mil20252024202320222021
Large-scale engineering, procurement and construction (EPC)contracts600   
Sales on non-installment basis1714504027
Light-emitting diode (LED) projects75331
Third-party leasing arrangements64000
Financing related00111
Operating lease revenues00000
Power purchase agreement revenues00000
Revenue of People's Republic of China (PRC) Segment    8
Sales on installment basis    0
Total9123544538


Price Behavior

Price Behavior
Market Price$0.38 
Market Cap ($ Bil)0.0 
First Trading Date02/27/2024 
Distance from 52W High-77.1% 
   50 Days200 Days
DMA Price$0.54$0.80
DMA Trenddowndown
Distance from DMA-30.0%-52.7%
 3M1YR
Volatility109.2%118.1%
Downside Capture239.94166.52
Upside Capture-105.95-1.80
Correlation (SPY)2.2%7.3%
SMXT Betas & Captures as of 5/31/2026

 1M2M3M6M1Y3Y
Beta5.201.151.401.801.17-0.73
Up Beta6.85-0.070.780.390.830.59
Down Beta1.876.512.212.662.26-0.29
Up Capture249%-19%56%116%29%17%
Bmk +ve Days13283667141432
Stock +ve Days8192958109248
Down Capture894%401%217%230%147%112%
Bmk -ve Days7132757109318
Stock -ve Days12223466124282

[1] Upside and downside betas calculated using positive and negative benchmark daily returns respectively
Based On 1-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with SMXT
SMXT-66.2%117.7%-0.45-
Sector ETF (XLK)59.9%23.1%1.969.3%
Equity (SPY)26.5%12.4%1.617.2%
Gold (GLD)24.2%27.5%0.771.9%
Commodities (DBC)19.8%18.8%0.83-3.3%
Real Estate (VNQ)11.0%13.7%0.524.4%
Bitcoin (BTCUSD)-40.0%42.4%-1.0816.1%

Smart multi-asset allocation framework can stack odds in your favor. Learn How
Based On 5-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with SMXT
SMXT-46.0%134.9%-0.37-
Sector ETF (XLK)22.9%25.3%0.8010.2%
Equity (SPY)13.5%17.1%0.6210.2%
Gold (GLD)17.1%18.3%0.762.3%
Commodities (DBC)7.5%19.4%0.29-0.9%
Real Estate (VNQ)1.9%18.9%0.005.6%
Bitcoin (BTCUSD)11.0%54.2%0.405.6%

Smart multi-asset allocation framework can stack odds in your favor. Learn How
Based On 10-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with SMXT
SMXT-26.5%134.9%-0.37-
Sector ETF (XLK)25.4%24.7%0.9310.2%
Equity (SPY)15.3%18.0%0.7310.2%
Gold (GLD)12.3%16.1%0.632.3%
Commodities (DBC)5.9%18.0%0.26-0.9%
Real Estate (VNQ)5.3%20.7%0.225.6%
Bitcoin (BTCUSD)60.0%66.8%1.005.6%

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Short Interest

Short Interest: As Of Date5292026
Short Interest: Shares Quantity0.6 Mil
Short Interest: % Change Since 5152026-7.3%
Average Daily Volume0.1 Mil
Days-to-Cover Short Interest5.4 days
Basic Shares Quantity56.2 Mil
Short % of Basic Shares1.1%

Earnings Returns History

Updated 6/22/2026
Expand for More
 Forward Returns
Earnings Date1D Returns5D Returns21D Returns
5/18/20260.2%-2.1%-27.0%
11/17/20251.5%-4.2%-16.4%
8/15/20256.9%19.6%4.9%
5/19/2025-5.0%-10.0%-9.2%
4/1/2025-1.7%-10.1%0.0%
11/18/20244.2%15.8%29.5%
8/15/20249.0%-5.6%-70.8%
5/16/20240.2%-7.1%-62.7%
SUMMARY STATS   
# Positive623
# Negative265
Median Positive2.9%17.7%4.9%
Median Negative-3.3%-6.3%-27.0%
Max Positive9.0%19.6%29.5%
Max Negative-5.0%-10.1%-70.8%
Collapse to Preview
 Forward Returns
Earnings Date1D Returns5D Returns21D Returns
5/18/20260.2%-2.1%-27.0%
11/17/20251.5%-4.2%-16.4%
8/15/20256.9%19.6%4.9%
5/19/2025-5.0%-10.0%-9.2%
4/1/2025-1.7%-10.1%0.0%
11/18/20244.2%15.8%29.5%
8/15/20249.0%-5.6%-70.8%
5/16/20240.2%-7.1%-62.7%
SUMMARY STATS   
# Positive623
# Negative265
Median Positive2.9%17.7%4.9%
Median Negative-3.3%-6.3%-27.0%
Max Positive9.0%19.6%29.5%
Max Negative-5.0%-10.1%-70.8%

SEC Filings

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Report DateFiling DateFiling
03/31/202605/15/202610-Q
12/31/202504/06/202610-K
09/30/202511/14/202510-Q
06/30/202508/14/202510-Q
03/31/202505/16/202510-Q
12/31/202403/31/202510-K
09/30/202411/14/202410-Q
06/30/202408/14/202410-Q
03/31/202405/15/202410-Q
12/31/202304/16/202410-K
09/30/202302/28/2024424B4
06/30/202309/11/2023S-1/A
03/31/202308/07/2023S-1/A
09/30/202201/20/2023S-1/A
06/30/202210/28/2022S-1/A
03/31/202208/12/2022S-1/A
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Report DateFiling DateFiling
03/31/202605/15/202610-Q
12/31/202504/06/202610-K
09/30/202511/14/202510-Q
06/30/202508/14/202510-Q
03/31/202505/16/202510-Q
12/31/202403/31/202510-K
09/30/202411/14/202410-Q
06/30/202408/14/202410-Q
03/31/202405/15/202410-Q
12/31/202304/16/202410-K
09/30/202302/28/2024424B4
06/30/202309/11/2023S-1/A
03/31/202308/07/2023S-1/A
09/30/202201/20/2023S-1/A
06/30/202210/28/2022S-1/A
03/31/202208/12/2022S-1/A
09/30/201912/04/2019S-1/A
06/30/201910/15/2019S-1/A
03/31/201906/17/2019S-1/A
12/31/201805/01/2019S-1/A
09/30/201812/24/2018S-1
Core Cache Last Updated: 6/21/2026