Tearsheet

Siebert Financial (SIEB)


Market Price (1/20/2026): $3.05 | Market Cap: $123.3 Mil
Sector: Financials | Industry: Diversified Capital Markets

Siebert Financial (SIEB)


Market Price (1/20/2026): $3.05
Market Cap: $123.3 Mil
Sector: Financials
Industry: Diversified Capital Markets

Investment Highlights Why It Matters Detailed financial logic regarding cash flow yields vs trend-riding momentum.


0 Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 5.9%, FCF Yield is 34%
Significant short interest
Short Interest Days-to-CoverDTC = (Short Interest Share Quantity) / (Average Daily Trading Volume). Reflects how many days it would take to cover (close out) the short interest based on average volumes. High DTC can signify an increased risk of a short squeeze. is 21.73
1 Cash is significant % of market cap
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is -232%
Key risks
SIEB key risks include [1] recent regulatory fines for rule violations and [2] indicators of financial distress suggesting a potential bankruptcy risk.
2 Attractive cash flow generation
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is 52%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is 48%
 
0 Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 5.9%, FCF Yield is 34%
1 Cash is significant % of market cap
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is -232%
2 Attractive cash flow generation
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is 52%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is 48%
3 Significant short interest
Short Interest Days-to-CoverDTC = (Short Interest Share Quantity) / (Average Daily Trading Volume). Reflects how many days it would take to cover (close out) the short interest based on average volumes. High DTC can signify an increased risk of a short squeeze. is 21.73
4 Key risks
SIEB key risks include [1] recent regulatory fines for rule violations and [2] indicators of financial distress suggesting a potential bankruptcy risk.

Valuation, Metrics & Events

SIEB Stock


Why The Stock Moved


Qualitative Assessment

AI Analysis | Feedback

Here are five key points explaining the stock movement for Siebert Financial (SIEB) from the approximate time period of October 31, 2025, to January 20, 2026:

1. Strategic Partnership with Next Securities: Early in the period, Siebert Financial announced a strategic agreement with Next Securities on October 1, 2025, to integrate AI technology and digital platforms for new investor solutions. This partnership was met with a positive market reaction, contributing a 2.05% increase to SIEB's stock on the day of the announcement.

2. Opening of Washington, D.C. Office: On October 29, 2025, Siebert Financial announced the opening of a new office in Washington, D.C., to enhance its capital markets and investment banking capabilities. Despite this strategic expansion, the market reacted negatively, and SIEB's stock declined by 5.54% on the day the news was published.

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Stock Movement Drivers

Fundamental Drivers

The 8.2% change in SIEB stock from 10/31/2025 to 1/19/2026 was primarily driven by a 40.9% change in the company's P/E Multiple.
103120251192026Change
Stock Price ($)2.813.048.19%
Change Contribution ByLTMLTM
Total Revenues ($ Mil)83.8387.444.31%
Net Income Margin (%)11.34%8.35%-26.37%
P/E Multiple11.9516.8440.94%
Shares Outstanding (Mil)40.4040.42-0.06%
Cumulative Contribution8.19%

LTM = Last Twelve Months as of date shown

Market Drivers

10/31/2025 to 1/19/2026
ReturnCorrelation
SIEB8.2% 
Market (SPY)1.4%26.2%
Sector (XLF)4.0%50.0%

Fundamental Drivers

The -25.3% change in SIEB stock from 7/31/2025 to 1/19/2026 was primarily driven by a -59.0% change in the company's Net Income Margin (%).
73120251192026Change
Stock Price ($)4.073.04-25.31%
Change Contribution ByLTMLTM
Total Revenues ($ Mil)89.6087.44-2.41%
Net Income Margin (%)20.38%8.35%-59.04%
P/E Multiple8.9616.8487.96%
Shares Outstanding (Mil)40.1940.42-0.58%
Cumulative Contribution-25.31%

LTM = Last Twelve Months as of date shown

Market Drivers

7/31/2025 to 1/19/2026
ReturnCorrelation
SIEB-25.3% 
Market (SPY)9.7%33.0%
Sector (XLF)4.3%42.9%

Fundamental Drivers

The 3.8% change in SIEB stock from 1/31/2025 to 1/19/2026 was primarily driven by a 53.9% change in the company's P/E Multiple.
13120251192026Change
Stock Price ($)2.933.043.75%
Change Contribution ByLTMLTM
Total Revenues ($ Mil)80.7187.448.33%
Net Income Margin (%)13.28%8.35%-37.15%
P/E Multiple10.9416.8453.91%
Shares Outstanding (Mil)40.0240.42-1.00%
Cumulative Contribution3.74%

LTM = Last Twelve Months as of date shown

Market Drivers

1/31/2025 to 1/19/2026
ReturnCorrelation
SIEB3.8% 
Market (SPY)15.9%22.6%
Sector (XLF)6.9%29.7%

Fundamental Drivers

The 61.7% change in SIEB stock from 1/31/2023 to 1/19/2026 was primarily driven by a 223.6% change in the company's Net Income Margin (%).
13120231192026Change
Stock Price ($)1.883.0461.70%
Change Contribution ByLTMLTM
Total Revenues ($ Mil)49.5887.4476.37%
Net Income Margin (%)2.58%8.35%223.57%
P/E Multiple47.6316.84-64.65%
Shares Outstanding (Mil)32.4040.42-24.75%
Cumulative Contribution51.79%

LTM = Last Twelve Months as of date shown

Market Drivers

1/31/2023 to 1/19/2026
ReturnCorrelation
SIEB61.7% 
Market (SPY)76.5%22.1%
Sector (XLF)55.7%25.3%

Return vs. Risk


Price Returns Compared

 202120222023202420252026Total [1]
Returns
SIEB Return-45%-41%24%88%11%-11%-25%
Peers Return49%4%6%53%24%7%234%
S&P 500 Return27%-19%24%23%16%1%85%

Monthly Win Rates [3]
SIEB Win Rate25%42%42%58%50%0% 
Peers Win Rate65%57%53%72%57%100% 
S&P 500 Win Rate75%42%67%75%67%100% 

Max Drawdowns [4]
SIEB Max Drawdown-51%-47%-2%-12%-30%-12% 
Peers Max Drawdown-2%-23%-18%-6%-17%0% 
S&P 500 Max Drawdown-1%-25%-1%-2%-15%0% 


[1] Cumulative total returns since the beginning of 2021
[2] Peers: SCHW, IBKR, LPLA, SF, RJF.
[3] Win Rate = % of calendar months in which monthly returns were positive
[4] Max drawdown represents maximum peak-to-trough decline within a year
[5] 2026 data is for the year up to 1/16/2026 (YTD)

How Low Can It Go

Unique KeyEventSIEBS&P 500
2022 Inflation Shock2022 Inflation Shock  
2022 Inflation Shock% Loss% Loss-85.2%-25.4%
2022 Inflation Shock% Gain to Breakeven% Gain to Breakeven574.1%34.1%
2022 Inflation ShockTime to BreakevenTime to BreakevenNot Fully Recovered days464 days
2020 Covid Pandemic2020 Covid Pandemic  
2020 Covid Pandemic% Loss% Loss-63.6%-33.9%
2020 Covid Pandemic% Gain to Breakeven% Gain to Breakeven175.0%51.3%
2020 Covid PandemicTime to BreakevenTime to BreakevenNot Fully Recovered days148 days
2018 Correction2018 Correction  
2018 Correction% Loss% Loss-62.9%-19.8%
2018 Correction% Gain to Breakeven% Gain to Breakeven169.9%24.7%
2018 CorrectionTime to BreakevenTime to Breakeven96 days120 days
2008 Global Financial Crisis2008 Global Financial Crisis  
2008 Global Financial Crisis% Loss% Loss-73.0%-56.8%
2008 Global Financial Crisis% Gain to Breakeven% Gain to Breakeven270.1%131.3%
2008 Global Financial CrisisTime to BreakevenTime to Breakeven3,203 days1,480 days

Compare to SCHW, IBKR, LPLA, SF, RJF

In The Past

Siebert Financial's stock fell -85.2% during the 2022 Inflation Shock from a high on 1/29/2021. A -85.2% loss requires a 574.1% gain to breakeven.

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About Siebert Financial (SIEB)

Siebert Financial Corp., through its subsidiaries, engages in the retail discount brokerage and investment advisory businesses in the United States and Internationally. It offers discount brokerage services, including self-directed trading, wealth management, financial advice, market making and fixed income investment, stock borrow, equity compensation plans, securities lending, equity stock plan, and market making services; independent retail execution services; and retail customer services. The company also offers self-directed retirement accounts, as well as lends customers a portion of the market value of marginable securities held in the customer's account. In addition, the company provides data technology platform that offers various services, such as email and messaging, market data systems and third party trading systems, business productivity tools, and customer relationship management systems. Further, it offers a Robo-Advisor platform that provides clients with an automated wealth management solution; and various insurance products, such as fixed annuities, personal insurance, property and casualty insurance, natural disaster insurance, and life and disability. The company has 12 branch offices in the United States. Siebert Financial Corp. was incorporated in 1934 and is headquartered in New York, New York.

AI Analysis | Feedback

Here are 1-3 brief analogies for Siebert Financial (SIEB):

  • A smaller, independent version of Charles Schwab or Fidelity for online brokerage and investment services.
  • A boutique financial services firm offering retail brokerage, investment banking, and clearing services, similar in scope to a smaller Raymond James.

AI Analysis | Feedback

  • Retail Brokerage Services: Provides investment accounts, online trading platforms, and financial advisory services to individual investors.
  • Custody and Clearing Services: Offers back-office support, including asset custody, trade execution, and settlement for financial institutions and independent advisors.
  • Investment Advisory Platforms: Supplies independent financial advisors with comprehensive platforms and support services to manage their clients' assets.
  • Asset Management: Manages investment portfolios and offers various investment strategies through its subsidiary, WBI Investments.

AI Analysis | Feedback

Siebert Financial (symbol: SIEB) operates a diversified financial services business that serves both individual and institutional clients. While the company has a significant Capital Markets division catering to institutional customers (such as hedge funds, registered investment advisors, and other broker-dealers), its historical foundation and a substantial portion of its business, particularly through Muriel Siebert & Co., Inc., are focused on individual investors. Therefore, the company primarily serves individuals.

The up to three categories of individual customers that Siebert Financial serves include:

  • Individual Retail Investors: This category encompasses everyday investors who utilize Siebert's brokerage platform for self-directed trading of various investment products, including stocks, options, and mutual funds.
  • High-Net-Worth Customers: These are individuals with substantial assets who often seek more personalized financial advice, wealth management services, and access to a broader array of sophisticated investment strategies and products.

AI Analysis | Feedback

  • Apex Clearing Corporation
  • StoneX Group Inc. (Symbol: SNEX)

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John J. Gebbia Sr., Chief Executive Officer / Board Member

Mr. Gebbia brings decades of leadership experience in the financial services industry, having held executive roles at firms such as Merrill Lynch; Walston & Company; and Jesup, Josephthal & Co.. He purchased Jesup & Lamont, an institutional brokerage firm, in 1983 after serving as its CEO. After the Gebbia Family acquired approximately 90% of Siebert's outstanding common stock in 2016, Mr. Gebbia was instrumental in significantly growing Siebert's annual revenue and diversifying its business lines, including the acquisition of StockCross Financial Services, Inc.. He also has other business ventures in real estate, entertainment, and sports. Born in Sicily, Italy, he emigrated to New York in 1950 and began his finance career on the New York Stock Exchange floor at 21 years old.

Andrew Reich, Chief Financial Officer and Board Member

Mr. Reich possesses over 30 years of experience in the financial industry. He served in various executive positions with StockCross Financial Services, Inc. from 2002 to 2016, including Chairman from 2015 to 2016. He has also served as CFO of Gebbia Holding Co., an investment holding company, and CFO of Park Wilshire Insurance Company. Mr. Reich became Executive Vice President, Chief Financial Officer, and Assistant Secretary of Siebert Financial Corp. and CEO of Muriel Siebert & Co., Inc. in December 2016. He holds an M.B.A. from the University of Southern California and a B.B.A. from Baruch College. He is also the owner of Aarianna Realty Inc., a real estate company.

Gloria E. Gebbia, Board Member and Majority Shareholder

Ms. Gebbia is the managing manager of Kennedy Cabot Acquisition, LLC (KCA). She played a pivotal role in the 2016 acquisition of Siebert Financial Corp. by KCA, through which the Gebbia family acquired a majority stake. She was also an owner and director of StockCross Financial Services, Inc. Along with John J. Gebbia Sr., she is credited with rejuvenating Siebert Financial and substantially growing the firm in the years following the acquisition. She has been married to John J. Gebbia for over 60 years.

Eric Tassell, President

Mr. Tassell has extensive experience in the financial industry, starting his career at TD Waterhouse in 1995 as a Branch Manager and advancing to Regional VP and Vice President of Operations. He joined E*TRADE in 2003 as a Director, overseeing branch expansion, and later became Mid-market Segment Leader for Corporate Services at E*TRADE Financial in 2005. Prior to his promotion to President of Siebert Financial in August 2022, he served as a Senior Vice President at StockCross Financial and then Siebert Financial, joining Siebert in 2009.

Gregory Schebece, Chief Operating Officer

Mr. Schebece has been active in the financial industry since 1988 and is currently registered with Muriel Siebert & Co., LLC. His previous affiliations include Stockcross Financial Services, Inc., National Investor Services Corp., TD Ameritrade, Inc., Kennedy, Cabot & Co., T.R. Winston & Company, Inc., and Crowell, Weedon & Co. He holds a wide array of licenses and certifications, including Series 7, 24, 55, 62, 63, 8, 9, 10, 57TO, 99TO, and SIE.

AI Analysis | Feedback

The key risks to Siebert Financial (SIEB) include:

  1. Securities Market Volatility and Industry Risks: A significant portion of Siebert Financial's revenue is derived from its securities brokerage business, making it highly susceptible to volatile trading markets and fluctuations in market activity. Downturns in the overall economy and securities industry directly impact commission revenues and profitability. Such negative market conditions, if prolonged, could materially adversely affect the company's business, results of operations, and financial condition.
  2. Extensive Regulation and Regulatory Uncertainties: As a participant in the financial services industry, Siebert Financial is subject to extensive and evolving regulations from various bodies, including the SEC, FINRA, NYSE, MSRB, CFTC, and NFA. Non-compliance with these federal and state regulations can lead to substantial fines, suspensions, and significant liabilities, as well as reputational harm. For instance, the firm was recently fined by FINRA for rule violations related to inaccurate trade reporting for municipal securities transactions.
  3. Financial Health and Liquidity Concerns: Siebert Financial has shown some indicators of potential financial distress and liquidity challenges. Recent reports noted a decrease in cash and cash equivalents. Additionally, the company's Altman Z-Score of 0.61 places it in the distress zone, suggesting a potential risk of bankruptcy within the next two years. Inefficiencies in capital utilization, with a return on invested capital (ROIC) lower than the weighted average cost of capital (WACC), also contribute to financial health concerns.

AI Analysis | Feedback

  • The widespread adoption of commission-free trading models by larger competitors and newer fintech platforms has fundamentally eroded the revenue model for traditional discount brokers. This forces firms like Siebert to either match these pricing strategies, sacrificing profitability, or risk losing clients to competitors offering seemingly "free" trades for common transactions.
  • The rapid rise of technologically advanced "neobrokers" offering intuitive mobile-first experiences, fractional share trading, and integrated financial tools, has attracted a significant portion of retail investors, particularly younger demographics. This innovation sets a higher standard for user experience and diverts market share from traditional firms that may have legacy technology or less engaging digital platforms.

AI Analysis | Feedback

Siebert Financial (symbol: SIEB) offers a range of financial products and services. The addressable markets for its main offerings in the U.S. are as follows:

Online Brokerage/E-Brokerage

The market size of online stock brokerages in the U.S. is projected to be $14.6 billion in 2025.

Wealth Management

The wealth management market in North America was approximately $937.45 billion in 2023.

Investment Banking

The U.S. investment banking market is valued at $54.74 billion in 2025.

Insurance Services

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Corporate Stock Plan Administration Solutions

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AI Analysis | Feedback

Siebert Financial (SIEB) is expected to drive future revenue growth over the next 2-3 years through a combination of strategic expansion, technological investments, and client-focused initiatives:

  1. Expansion into New Business Lines and Markets: Siebert Financial has strategically launched new ventures, including Siebert Investment Banking, focusing on middle-market clients and high-growth sectors such as FinTech and digital assets. Additionally, the company established a Capital Markets Group to strengthen its institutional market presence and boost retail growth. Siebert also enhanced its Stock Plan Services and entered the media and entertainment sectors through the acquisition of Gebbia Media.

  2. Investments in Technology and Digital Wealth Management: The company is making strategic investments in technology and digital wealth management platforms to modernize its offerings and enhance its competitive position. This includes investments in its retail trading platforms and a notable $2.0 million investment in FusionIQ, a cloud-native digital wealth management platform.

  3. Customer Base Expansion and Targeted Initiatives: Siebert is focused on expanding its client base, evidenced by an increase in retail customer net worth and total retail customer accounts. A key initiative is the launch of Siebert.Valor, a fintech platform designed to provide customized financial education and investment services to military service members, veterans, law enforcement, and first responders.

  4. Growth in Core Commission, Fee, and Lending Revenues: Sustained growth in established revenue streams, such as commissions and fees, stock borrow/stock loan activities, and interest revenues, is a crucial driver. Siebert's 2024 full-year results demonstrated strong performance in these areas, contributing significantly to overall revenue growth.

  5. Strategic Partnerships and Geographic Expansion: Siebert is forming strategic alliances and expanding its physical footprint. The opening of a Washington, D.C. office supports the expanding Capital Markets and Investment Banking team. Furthermore, a strategic partnership with Next Securities aims to integrate AI technology and digital platform expertise with Siebert's financial infrastructure to develop new tools, market insights, and explore expansion into global markets and digital assets capabilities.

AI Analysis | Feedback

Share Repurchases

  • Siebert Financial Corp. has a credit facility in place allowing for stock buybacks up to $10 million.

Share Issuance

  • On June 9, 2025, a shelf registration statement on Form S-3 was declared effective by the SEC, enabling the company to raise up to $100 million through the sale of various securities to enhance financial flexibility for strategic initiatives, including acquisitions and technology advancements.
  • The company launched a $50 million at-the-market (ATM) offering to fund strategic initiatives in AI, digital assets, and potential acquisitions.
  • As of May 13, 2025, Siebert Financial had 41,409,936 issued shares and 40,409,936 shares outstanding.

Outbound Investments

  • In January 2020, Siebert Financial Corp. acquired the remaining 85% of StockCross' outstanding shares, merging StockCross into Muriel Siebert & Co., Inc.
  • In August 2025, Siebert invested $2.0 million in IQvestment Holdings ("FusionIQ"), a cloud-native digital wealth management platform.
  • On October 28, 2025, Siebert Financial Corp. acquired the remaining 32% stake in RISE Financial Services, LLC for $3.7 million, making it a wholly-owned subsidiary.

Capital Expenditures

  • In the second quarter of 2025, adjusted operating income was primarily impacted by additional investment in new personnel related to technology initiatives and expansion into new business lines, such as investment banking and servicing active trader customers.
  • The company is focused on a strategic transformation that includes significant investments in technology and financial innovation, particularly in AI, digital assets, and digital wealth management platforms.

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Peer Comparisons for Siebert Financial

Peers to compare with:

Financials

SIEBSCHWIBKRLPLASFRJFMedian
NameSiebert .Charles .Interact.LPL Fina.Stifel F.Raymond . 
Mkt Price3.04103.8273.36378.62129.69171.78116.75
Mkt Cap0.1187.532.730.313.434.231.5
Rev LTM8722,9149,90415,5695,26813,84211,873
Op Inc LTM9-8,4671,473--1,473
FCF LTM42-1,39715,980-1,9391,0922,246567
FCF 3Y Avg39,4379,093-674790170480
CFO LTM45-75316,040-1,3751,1582,434602
CFO 3Y Avg610,0759,147-194861358609

Growth & Margins

SIEBSCHWIBKRLPLASFRJFMedian
NameSiebert .Charles .Interact.LPL Fina.Stifel F.Raymond . 
Rev Chg LTM8.3%22.3%10.1%35.2%12.3%9.5%11.2%
Rev Chg 3Y Avg21.3%5.4%48.1%23.3%5.2%8.5%14.9%
Rev Chg Q16.5%26.6%12.9%46.4%17.0%7.5%16.8%
QoQ Delta Rev Chg LTM4.3%6.0%3.2%10.2%4.1%1.9%4.2%
Op Mgn LTM10.5%-85.5%9.5%--10.5%
Op Mgn 3Y Avg16.7%-84.1%13.7%--16.7%
QoQ Delta Op Mgn LTM-3.6%-1.6%-3.4%---3.4%
CFO/Rev LTM51.8%-3.3%162.0%-8.8%22.0%17.6%19.8%
CFO/Rev 3Y Avg1.1%54.3%98.3%-0.5%18.2%1.3%9.8%
FCF/Rev LTM47.6%-6.1%161.3%-12.5%20.7%16.2%18.5%
FCF/Rev 3Y Avg-3.4%51.2%97.6%-4.5%16.7%-0.2%8.3%

Valuation

SIEBSCHWIBKRLPLASFRJFMedian
NameSiebert .Charles .Interact.LPL Fina.Stifel F.Raymond . 
Mkt Cap0.1187.532.730.313.434.231.5
P/S1.48.23.31.92.52.52.5
P/EBIT13.4-3.820.6--13.4
P/E16.822.835.736.420.216.021.5
P/CFO2.7-249.02.0-22.011.514.02.4
Total Yield5.9%4.4%3.2%3.1%6.5%6.2%5.2%
Dividend Yield0.0%0.0%0.4%0.3%1.5%0.0%0.2%
FCF Yield 3Y Avg-14.9%7.0%42.3%-2.5%8.2%-0.9%3.0%
D/E0.10.10.00.30.10.10.1
Net D/E-2.3-0.3-0.10.2-0.2-0.4-0.3

Returns

SIEBSCHWIBKRLPLASFRJFMedian
NameSiebert .Charles .Interact.LPL Fina.Stifel F.Raymond . 
1M Rtn-25.1%5.1%14.2%4.5%1.8%5.7%4.8%
3M Rtn-6.7%9.7%9.7%11.5%16.1%4.5%9.7%
6M Rtn-22.3%8.5%18.6%-0.1%20.1%8.5%8.5%
12M Rtn1.0%37.5%55.2%8.9%15.8%4.2%12.4%
3Y Rtn85.4%40.8%277.9%71.1%122.7%57.9%78.2%
1M Excs Rtn-26.8%6.1%14.3%0.8%-0.4%4.4%2.6%
3M Excs Rtn-7.6%6.8%2.5%9.0%15.4%2.9%4.8%
6M Excs Rtn-34.0%-1.2%4.6%-13.8%8.6%-2.6%-1.9%
12M Excs Rtn-11.1%26.0%42.1%-4.3%3.2%-8.8%-0.5%
3Y Excs Rtn48.7%-44.8%224.9%-0.9%48.6%-14.3%23.8%

Financials

Segment Financials

Revenue by Segment
$ Mil20242023202220212020
Margin interest16    
Stock locate services13    
Interest income12   4
Riskless principal transactions with customers9    
Brokerage commissions6    
Proprietary trading4    
Stock rebate revenue3    
Advisory fees22211
Marketing and distribution fees2    
Market making12622
Distribution fees1    
Payment for order flow1    
Administrative fees1    
Insurance commissions0    
Other commissions0    
Retail fees (rebates)-0    
Commissions and fees 7182010
Interest, marketing and distribution fees 17131415
Other income 3111
Principal transactions and proprietary trading 416129
Stock borrow / stock loan 151242
Total7250685543


Price Behavior

Price Behavior
Market Price$3.04 
Market Cap ($ Bil)0.1 
First Trading Date03/18/1980 
Distance from 52W High-44.1% 
   50 Days200 Days
DMA Price$3.26$3.54
DMA Trendupup
Distance from DMA-6.9%-14.1%
 3M1YR
Volatility64.3%68.3%
Downside Capture187.50145.78
Upside Capture116.78124.03
Correlation (SPY)20.3%23.1%
SIEB Betas & Captures as of 12/31/2025

 1M2M3M6M1Y3Y
Beta2.231.701.262.410.850.94
Up Beta-2.62-0.040.452.060.600.75
Down Beta2.731.361.391.310.350.80
Up Capture385%377%197%295%175%175%
Bmk +ve Days11233772143431
Stock +ve Days8162451116368
Down Capture154%137%101%269%127%102%
Bmk -ve Days11182755108320
Stock -ve Days14243670128344

[1] Upside and downside betas calculated using positive and negative benchmark daily returns respectively
Based On 1-Year Data
 SIEB vs. Other Asset Classes (Last 1Y)
 SIEBSector ETFEquityGoldCommoditiesReal EstateBitcoin
Annualized Return6.7%14.0%19.8%70.5%3.8%10.2%-1.0%
Annualized Volatility67.9%19.0%19.3%20.0%15.3%16.7%34.5%
Sharpe Ratio0.370.560.812.560.040.410.07
Correlation With Other Assets 29.6%23.1%17.9%5.8%23.1%17.4%

ETFs used for asset classes: Sector ETF = XLF, Equity = SPY, Gold = GLD, Commodities = DBC, Real Estate = VNQ, Bitcoin = BTCUSD
Smart multi-asset allocation framework can stack odds in your favor. Learn How
Based On 5-Year Data
 SIEB vs. Other Asset Classes (Last 5Y)
 SIEBSector ETFEquityGoldCommoditiesReal EstateBitcoin
Annualized Return-6.0%13.9%14.1%19.4%11.1%6.1%20.0%
Annualized Volatility85.3%18.8%17.1%15.6%18.7%18.8%48.1%
Sharpe Ratio0.230.610.661.000.470.230.45
Correlation With Other Assets 12.5%13.1%7.1%6.0%10.5%11.6%

ETFs used for asset classes: Sector ETF = XLF, Equity = SPY, Gold = GLD, Commodities = DBC, Real Estate = VNQ, Bitcoin = BTCUSD
Smart multi-asset allocation framework can stack odds in your favor. Learn How
Based On 10-Year Data
 SIEB vs. Other Asset Classes (Last 10Y)
 SIEBSector ETFEquityGoldCommoditiesReal EstateBitcoin
Annualized Return10.7%13.8%15.5%14.8%7.6%5.9%70.8%
Annualized Volatility93.4%22.3%18.0%14.8%17.6%20.8%55.7%
Sharpe Ratio0.460.570.750.830.350.250.91
Correlation With Other Assets 20.2%20.6%5.3%10.7%18.6%9.7%

ETFs used for asset classes: Sector ETF = XLF, Equity = SPY, Gold = GLD, Commodities = DBC, Real Estate = VNQ, Bitcoin = BTCUSD
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Short Interest

Short Interest: As Of Date12312025
Short Interest: Shares Quantity469,706
Short Interest: % Change Since 12152025-1.9%
Average Daily Volume21,615
Days-to-Cover Short Interest21.73
Basic Shares Quantity40,424,577
Short % of Basic Shares1.2%

Earnings Returns History

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 Forward Returns
Earnings Date1D Returns5D Returns21D Returns
11/13/20236.4%6.4%2.9%
4/4/20220.7%-4.1%-0.7%
SUMMARY STATS   
# Positive211
# Negative011
Median Positive3.6%6.4%2.9%
Median Negative -4.1%-0.7%
Max Positive6.4%6.4%2.9%
Max Negative -4.1%-0.7%

SEC Filings

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Report DateFiling DateFiling
09/30/202511/12/202510-Q (09/30/2025)
06/30/202508/12/202510-Q (06/30/2025)
03/31/202505/13/202510-Q (03/31/2025)
12/31/202403/31/202510-K (12/31/2024)
09/30/202411/12/202410-Q (09/30/2024)
06/30/202408/14/202410-Q (06/30/2024)
03/31/202405/22/202410-Q (03/31/2024)
12/31/202305/10/202410-K (12/31/2023)
09/30/202311/14/202310-Q (09/30/2023)
06/30/202308/07/202310-Q (06/30/2023)
03/31/202305/15/202310-Q (03/31/2023)
12/31/202203/29/202310-K (12/31/2022)
09/30/202211/14/202210-Q (09/30/2022)
06/30/202208/15/202210-Q (06/30/2022)
03/31/202205/23/202210-Q (03/31/2022)
12/31/202103/30/202210-K (12/31/2021)