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BRC (RILY)


Market Price (5/22/2026): $10.2 | Market Cap: $325.5 Mil
Sector: Financials | Industry: Diversified Financial Services

BRC (RILY)


Market Price (5/22/2026): $10.2
Market Cap: $325.5 Mil
Sector: Financials
Industry: Diversified Financial Services

Investment Highlights Why It Matters Detailed financial logic regarding cash flow yields vs trend-riding momentum.

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Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 164%, ERPEquity Risk Premium (ERP) = Total Yield - Risk Free Rate, Reflects the premium above risk free assets offered by the investment. is 160%

Megatrend and thematic drivers
Megatrends include Digital & Alternative Assets. Themes include Private Equity, Private Credit, and Venture Capital.

Trading close to highs
Dist 52W High is 0.0%

Weak multi-year price returns
2Y Excs Rtn is -104%, 3Y Excs Rtn is -148%

Meaningful short interest
Short Interest % of Basic SharesShort Interest % of Basic Shares = (Short Interest Quantity) / (Basic Shares Outstanding). A high fraction of short interest can indicate potential risk of a short squeeze. is 13%

Debt is significant
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is 360%

Stock price has recently run up significantly
6M Rtn6 month market price return is 145%, 12M Rtn12 month market price return is 236%

Not cash flow generative
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is -1.9%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is -2.5%

Valuation getting more expensive
P/S 6M Chg %Price/Sales change over 6 months. Declining P/S indicates valuation has become less expensive. is 96%

High stock price volatility
Vol 12M is 108%

Key risks
RILY key risks include [1] intense regulatory investigations (SEC, Show more.

0 Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 164%, ERPEquity Risk Premium (ERP) = Total Yield - Risk Free Rate, Reflects the premium above risk free assets offered by the investment. is 160%
1 Megatrend and thematic drivers
Megatrends include Digital & Alternative Assets. Themes include Private Equity, Private Credit, and Venture Capital.
2 Trading close to highs
Dist 52W High is 0.0%
3 Weak multi-year price returns
2Y Excs Rtn is -104%, 3Y Excs Rtn is -148%
4 Meaningful short interest
Short Interest % of Basic SharesShort Interest % of Basic Shares = (Short Interest Quantity) / (Basic Shares Outstanding). A high fraction of short interest can indicate potential risk of a short squeeze. is 13%
5 Debt is significant
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is 360%
6 Stock price has recently run up significantly
6M Rtn6 month market price return is 145%, 12M Rtn12 month market price return is 236%
7 Not cash flow generative
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is -1.9%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is -2.5%
8 Valuation getting more expensive
P/S 6M Chg %Price/Sales change over 6 months. Declining P/S indicates valuation has become less expensive. is 96%
9 High stock price volatility
Vol 12M is 108%
10 Key risks
RILY key risks include [1] intense regulatory investigations (SEC, Show more.

Valuation, Metrics & Events

Price Chart

Why The Stock Moved

Qualitative Assessment

AI Analysis | Feedback

BRC (RILY) stock has gained about 20% since 1/31/2026 because of the following key factors:

1. Significant Debt Reduction and Balance Sheet Strengthening.

B. Riley Financial made substantial progress in managing its debt obligations, notably announcing the full redemption of $95,990,500 aggregate principal amount of its 5.50% Senior Notes due 2026 in February, with redemption completed by March 30, 2026. The company also retired an additional approximately $37.9 million in outstanding debt through bond-for-equity exchanges and repurchases in March. During the first quarter of 2026, net debt declined by approximately $255 million from year-end 2025, reaching $372 million.

2. Robust First Quarter 2026 Financial Performance.

The company reported strong financial results for Q1 2026, including net income available to common shareholders of $211.3 million and a significant 89.2% year-over-year increase in total revenue to $352 million. This performance was materially boosted by investment mark-to-market gains, primarily a $229 million appreciation in the company's Babcock & Wilcox position, which flowed through trading and other income. Operating adjusted EBITDA also rose approximately 40% sequentially to $34.6 million.

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Stock Movement Drivers

Fundamental Drivers

The 21.5% change in RILY stock from 1/31/2026 to 5/21/2026 was primarily driven by a 99.4% change in the company's Net Income Margin (%).
(LTM values as of)13120265212026Change
Stock Price ($)8.3610.1621.5%
Change Contribution By: 
Total Revenues ($ Mil)9401,11919.1%
Net Income Margin (%)23.8%47.4%99.4%
P/E Multiple1.10.6-46.6%
Shares Outstanding (Mil)3132-4.1%
Cumulative Contribution21.5%

LTM = Last Twelve Months as of date shown

Market Drivers

1/31/2026 to 5/21/2026
ReturnCorrelation
RILY21.5% 
Market (SPY)7.6%49.4%
Sector (XLF)-2.7%42.2%

Fundamental Drivers

The 103.2% change in RILY stock from 10/31/2025 to 5/21/2026 was primarily driven by a 103.6% change in the company's P/S Multiple.
(LTM values as of)103120255212026Change
Stock Price ($)5.0010.16103.2%
Change Contribution By: 
Total Revenues ($ Mil)1,0721,1194.4%
P/S Multiple0.10.3103.6%
Shares Outstanding (Mil)3132-4.4%
Cumulative Contribution103.2%

LTM = Last Twelve Months as of date shown

Market Drivers

10/31/2025 to 5/21/2026
ReturnCorrelation
RILY103.2% 
Market (SPY)9.5%26.0%
Sector (XLF)-0.4%17.7%

Fundamental Drivers

The 246.8% change in RILY stock from 4/30/2025 to 5/21/2026 was primarily driven by a 280.0% change in the company's P/S Multiple.
(LTM values as of)43020255212026Change
Stock Price ($)2.9310.16246.8%
Change Contribution By: 
Total Revenues ($ Mil)1,1721,119-4.5%
P/S Multiple0.10.3280.0%
Shares Outstanding (Mil)3032-4.4%
Cumulative Contribution246.8%

LTM = Last Twelve Months as of date shown

Market Drivers

4/30/2025 to 5/21/2026
ReturnCorrelation
RILY246.8% 
Market (SPY)35.5%26.5%
Sector (XLF)7.7%21.0%

Fundamental Drivers

The -63.2% change in RILY stock from 4/30/2023 to 5/21/2026 was primarily driven by a -63.4% change in the company's P/S Multiple.
(LTM values as of)43020235212026Change
Stock Price ($)27.5710.16-63.2%
Change Contribution By: 
Total Revenues ($ Mil)9941,11912.6%
P/S Multiple0.80.3-63.4%
Shares Outstanding (Mil)2932-10.5%
Cumulative Contribution-63.2%

LTM = Last Twelve Months as of date shown

Market Drivers

4/30/2023 to 5/21/2026
ReturnCorrelation
RILY-63.2% 
Market (SPY)85.6%19.8%
Sector (XLF)63.7%22.0%

Return vs. Risk

Price Returns Compared

 202120222023202420252026Total [1]
Returns
RILY Return141%-58%-31%-77%2%103%-68%
Peers Return38%-42%17%14%9%21%42%
S&P 500 Return27%-19%24%23%16%9%98%

Monthly Win Rates [3]
RILY Win Rate67%33%50%50%58%80% 
Peers Win Rate54%35%48%56%52%60% 
S&P 500 Win Rate75%42%67%75%67%60% 

Max Drawdowns [4]
RILY Max Drawdown-25%-61%-68%-89%-56%-35% 
Peers Max Drawdown-35%-56%-51%-41%-39%-33% 
S&P 500 Max Drawdown-5%-25%-10%-8%-19%-9% 


[1] Cumulative total returns since the beginning of 2021
[2] Peers: TREE, EQH, FRHC, RILY.
[3] Win Rate = % of calendar months in which monthly returns were positive
[4] Max drawdown represents maximum peak-to-trough decline within a year
[5] 2026 data is for the year up to 5/21/2026 (YTD)

How Low Can It Go

EventRILYS&P 500
2025 US Tariff Shock
  % Loss-18.0%-18.8%
  % Gain to Breakeven22.0%23.1%
  Time to Breakeven84 days79 days
2023 SVB Regional Banking Crisis
  % Loss-40.8%-6.7%
  % Gain to Breakeven68.9%7.1%
  Time to Breakeven75 days31 days
2020 COVID-19 Crash
  % Loss-45.3%-33.7%
  % Gain to Breakeven82.7%50.9%
  Time to Breakeven134 days140 days
Q4 2018 Fed Policy Error / Growth Scare
  % Loss-36.3%-19.2%
  % Gain to Breakeven57.1%23.8%
  Time to Breakeven241 days105 days
2013 Taper Tantrum
  % Loss-55.5%-0.2%
  % Gain to Breakeven124.6%0.2%
  Time to Breakeven176 days1 days
2011 US Debt Ceiling Crisis & European Contagion
  % Loss-66.8%-17.9%
  % Gain to Breakeven201.6%21.8%
  Time to Breakeven310 days123 days

Compare to TREE, EQH, FRHC, RILY

In The Past

BRC's stock fell -18.0% during the 2025 US Tariff Shock. Such a loss loss requires a 22.0% gain to breakeven.

Preserve Wealth

Limiting losses and compounding gains is essential to preserving wealth.

Asset Allocation

Actively managed asset allocation strategies protect wealth. Learn more.

EventRILYS&P 500
2023 SVB Regional Banking Crisis
  % Loss-40.8%-6.7%
  % Gain to Breakeven68.9%7.1%
  Time to Breakeven75 days31 days
2020 COVID-19 Crash
  % Loss-45.3%-33.7%
  % Gain to Breakeven82.7%50.9%
  Time to Breakeven134 days140 days
Q4 2018 Fed Policy Error / Growth Scare
  % Loss-36.3%-19.2%
  % Gain to Breakeven57.1%23.8%
  Time to Breakeven241 days105 days
2013 Taper Tantrum
  % Loss-55.5%-0.2%
  % Gain to Breakeven124.6%0.2%
  Time to Breakeven176 days1 days
2011 US Debt Ceiling Crisis & European Contagion
  % Loss-66.8%-17.9%
  % Gain to Breakeven201.6%21.8%
  Time to Breakeven310 days123 days
2010 Eurozone Sovereign Debt Crisis / Flash Crash
  % Loss-55.0%-15.4%
  % Gain to Breakeven122.1%18.2%
  Time to Breakeven1435 days125 days

Compare to TREE, EQH, FRHC, RILY

In The Past

BRC's stock fell -18.0% during the 2025 US Tariff Shock. Such a loss loss requires a 22.0% gain to breakeven.

Preserve Wealth

Limiting losses and compounding gains is essential to preserving wealth.

Asset Allocation

Actively managed asset allocation strategies protect wealth. Learn more.

About BRC (RILY)

B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments–Communications, and Brands. The Capital Markets segments offers investment banking, corporate finance, financial advisory, research, securities lending and sales, and trading services; merger and acquisitions, restructuring advisory, initial and secondary public offerings, and institutional private placements services; asset management services; and trades in equity securities. The Wealth Management segment provides wealth management and tax services. The Auction and Liquidation Segment offers retail store liquidation, and wholesale and industrial assets disposition services. The Financial Consulting segment provides bankruptcy, forensic accounting, litigation support, operations management and real estate consulting, and valuation and appraisal services. The Principal Investments–Communications segment provides consumer Internet access through United Online under the NetZero and Juno brands; VoIP communication and related products, and subscription services through magicJack; and mobile phone services and devices through Marconi Wireless. The Brands segments provides licensing of a brand investment portfolio, including Catherine Malandrino, English Laundry, Joan Vass, Kensie Girl, Limited Too, and Nanette Lepore. It also offers advisory services; brokerage services; senior secured and second lien secured loans to middle market public and the private U.S. companies; and consulting services. The company was formerly known as Great American Group, Inc. and changed its name to B. Riley Financial, Inc. in November 2014. The company was founded in 1973 and is headquartered in Los Angeles, California.

AI Analysis | Feedback

Think of it as a diversified financial services firm, like a smaller Lazard or Raymond James, but that also runs a large-scale retail liquidation business and manages a portfolio of licensed fashion brands.

AI Analysis | Feedback

  • Investment Banking & Advisory Services: Provides corporate finance, financial advisory, mergers and acquisitions, restructuring, public offerings, private placements, research, and securities services.
  • Wealth Management & Tax Services: Offers comprehensive wealth management and tax advisory services for high net worth clients.
  • Auction & Liquidation Services: Specializes in retail store liquidation and the disposition of wholesale and industrial assets.
  • Financial Consulting Services: Delivers expertise in bankruptcy, forensic accounting, litigation support, operations management, real estate consulting, and valuation.
  • Communications & Internet Services: Offers consumer internet access, VoIP communication, and mobile phone services through its principal investment portfolio.
  • Brand Licensing: Manages and licenses a portfolio of consumer brands, including fashion and lifestyle labels.
  • Lending Services: Provides senior secured and second lien secured loans to middle market public and private U.S. companies.

AI Analysis | Feedback

B. Riley Financial, Inc. (RILY) serves a diverse range of clients across its various segments. Based on the provided description, its major customers fall into the following three categories:

  • Corporate and Institutional Clients: This category encompasses public and private companies, financial institutions, and other businesses. These clients utilize B. Riley's extensive array of services including investment banking, corporate finance, merger and acquisition advisory, restructuring advisory, asset management, securities lending, trading, auction and liquidation, financial consulting (e.g., bankruptcy, forensic accounting, litigation support), operations management, real estate consulting, valuation and appraisal, and brand licensing. Additionally, B. Riley provides senior secured and second lien secured loans to middle market public and private U.S. companies.
  • High Net Worth Individuals: These clients are served primarily by B. Riley's Wealth Management segment, which offers comprehensive wealth management and tax services. They may also engage with Capital Markets services for securities trading and other financial advisory needs.
  • Individual Consumers: Through its Principal Investments–Communications segment, B. Riley directly serves individual consumers. This includes providing consumer internet access under the NetZero and Juno brands, VoIP communication and related products through magicJack, and mobile phone services and devices via Marconi Wireless.

AI Analysis | Feedback

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Bryant R. Riley Co-Chief Executive Officer and Chairman

Bryant R. Riley is a co-founder of B. Riley & Co., which he established in 1997. He served as CEO of B. Riley & Co., LLC from 1997 to 2006. He has been Chairman of B. Riley Financial since June 2014 and Co-CEO since July 2018. Mr. Riley also served as Chairman for several Special Purpose Acquisition Companies (SPACs), including B. Riley Principal Merger Corp and B. Riley Principal Merger Corp II, leading multiple de-SPAC transactions. B. Riley Financial itself was formed through a strategic consolidation, including B. Riley & Co. and Great American Group, leading to its NASDAQ listing.

Thomas J. Kelleher Co-Chief Executive Officer and Director

Thomas J. Kelleher co-founded B. Riley & Co. with Bryant Riley in 1997. He served as CEO of B. Riley & Co. from 2006 to 2014, and as President of B. Riley Financial from 2014 to 2018. Mr. Kelleher has been a Co-Chief Executive Officer of B. Riley Financial since July 2018 and a director since October 2015. His background is primarily within B. Riley and its predecessor entities, where he has been instrumental in the firm's growth and expansion into a full-service investment bank.

Scott Yessner Executive Vice President and Chief Financial Officer

Scott Yessner assumed the role of Chief Financial Officer for B. Riley Financial on June 3, 2025. He brings extensive experience as CFO for both public and private companies, with a focus on leading corporate transformations. Prior to joining B. Riley, he served as CFO of California Expanded Metal Products Company (CEMCO), where he contributed to a $40 million EBITDA improvement over two years, culminating in the company's sale. He also held the CFO position at Universal Technical Institute, overseeing a transformation that resulted in a $45 million EBITDA improvement and a 250% increase in the company's stock price. Earlier in his career, he was a divisional CFO for large diversified financial services companies such as Wells Fargo Advisors and MUFG Union Bank.

Kenneth Young President, B. Riley Financial; Chief Executive Officer, B. Riley Principal Investments

Kenneth Young is the President of B. Riley Financial and Chief Executive Officer of B. Riley Principal Investments, where he is responsible for acquiring, investing in, and operating companies to maximize cash flows. He also serves as Chairman and Chief Executive Officer of Babcock & Wilcox (BW), a global leader in energy and environmental products and services. Previously, Mr. Young was President and CEO of Lightbridge Communications Corporation (LCC), leading the company to a sale in 2015. During his tenure at LCC, revenues increased by over 200%, and the company expanded its global presence to more than 50 countries. He has over 30 years of operational, executive, and director experience in the energy, communications, and finance industries.

Alan N. Forman Executive Vice President, General Counsel and Secretary

Alan N. Forman serves as Executive Vice President, General Counsel, and Secretary of B. Riley Financial, Inc.. He plays a crucial role in overseeing the legal and corporate governance aspects of the company.

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AI Analysis | Feedback

The key risks to B. Riley Financial, Inc. (RILY) include:

  1. Regulatory and Compliance Headwinds, including Nasdaq Delisting Risk: B. Riley Financial faces an immediate and severe risk of delisting from the Nasdaq due to delays in filing several Quarterly Reports on Form 10-Q. As of November 2025, the company had conditional listing on meeting hard filing deadlines for its Q2 and Q3 2025 reports. This is compounded by an ongoing U.S. Securities and Exchange Commission (SEC) investigation into the company's accounting practices, asset valuations, and its dealings with former business partner Brian Kahn.
  2. Significant Financial Distress and High Leverage: The company is grappling with substantial operational and financial stress, highlighted by a negative shareholder equity position, hovering between -$456.0 million and -$488 million as of the first half of 2025. B. Riley Financial has reported significant net losses and a sharp year-over-year revenue decline. The company also carries an estimated total debt of around $1.46 billion as of June 30, 2025, with major debt maturities in 2026 and 2027 that require refinancing or further asset sales. Concerns persist regarding the quality and valuation of its loan portfolio, with some loans experiencing significant write-downs.
  3. Legal Challenges and Reputational Damage: B. Riley Financial and its executives are facing multiple legal challenges, including shareholder lawsuits alleging misleading disclosures regarding undisclosed risky loans to entities affiliated with Brian Kahn. Brian Kahn, a longtime business partner, has pleaded guilty to defrauding hedge fund investors in a separate matter, drawing scrutiny to B. Riley's extensive financial ties to him. Furthermore, its Wealth Management segment has been under increasing scrutiny due to a pattern of regulatory violations, investor complaints, and allegations of broker misconduct, including supervisory failures and risky investment recommendations. This has resulted in significant reputational damage, which is critical in the financial services industry, and has been linked to an employee exodus.

AI Analysis | Feedback

The increasing ubiquity of free voice and video communication applications (such as WhatsApp, FaceTime, and Google Meet) that leverage widespread internet access and affordable mobile data plans poses a clear emerging threat to B. Riley Financial's Principal Investments–Communications segment, specifically its magicJack VoIP communication and subscription services. These free, app-based services offer a compelling alternative that diminishes the value proposition and necessity of dedicated, paid VoIP products, akin to how streaming services disrupted physical media rentals or ride-sharing apps impacted traditional taxi services.

AI Analysis | Feedback

B. Riley Financial, Inc. (BRC) operates across diverse segments, each addressing significant market opportunities. The addressable market sizes for their main products and services are as follows:

Capital Markets

  • The global investment banking market was valued at approximately USD 111.0 billion in 2024 and is projected to grow to USD 221.89 billion by 2033. North America accounted for roughly 40% of the global revenue, with a market size of USD 54.05 billion in 2024 and is projected to grow at a compound annual growth rate (CAGR) of 6.8% from 2024 to 2031. The U.S. investment banking market alone was valued at USD 135 billion.

Wealth Management

  • The global wealth management market was valued at USD 1.83 trillion in 2024 and is poised to grow to USD 5.95 trillion by 2033. North America is a dominant region in this market, estimated to contribute 44.7% to the global market's growth between 2025 and 2030.

Auction and Liquidation

  • Information on the specific addressable market size for retail store liquidation and wholesale and industrial asset disposition services is not readily available as a standalone market. This service is often integrated within broader financial consulting or asset management activities.

Financial Consulting

  • The global financial advisory services market was valued at USD 103.01 billion in 2024 and is estimated to reach USD 174.33 billion by 2033. The global financial services consulting market reached USD 102 billion in 2025 and is projected to rise to USD 108.81 billion in 2026, expanding to USD 194.55 billion by 2035. North America commands a substantial portion of the financial services consulting market, valued at USD 35.6 billion in 2025. The North America financial advisory market is expected to grow from USD 58.65 billion in 2025 to USD 81.33 billion by 2031.

Principal Investments–Communications

  • Consumer Internet Access (ISP): The USA Internet Service Providers (ISP) market was valued at USD 139.8 billion in 2023. In 2026, the market size of Internet Service Providers in the US is projected to be USD 179.9 billion. North America holds the largest share of the global ISP market, accounting for approximately 31.29% in 2025. The U.S. wireless internet service market alone was valued at USD 1.25 billion in 2024 and is expected to reach USD 2.11 billion by 2032.
  • VoIP Communication: The global Voice over Internet Protocol (VoIP) services market is estimated to be valued at USD 169.38 billion in 2025 and is projected to reach USD 264.27 billion by 2029. North America dominated the global VoIP market in 2024, holding a 48% revenue share.
  • Mobile Phone Services (MVNO): The global mobile virtual network operator (MVNO) market was valued at USD 98.74 billion in 2025 and is projected to grow to USD 195.08 billion by 2034. The North America mobile virtual network operator market revenue was USD 34.75 billion in 2024 and is expected to reach USD 53.61 billion by 2030. The U.S. MVNO market is projected to reach an estimated value of USD 49.72 billion by 2032.

Brands (Licensing)

  • The global brand licensing market was valued at USD 341.1 billion in 2024 and is expected to reach approximately USD 600 billion by 2033. North America holds a significant share of this market, accounting for approximately 42.6% in 2025.

AI Analysis | Feedback

B. Riley Financial, Inc. (RILY) is expected to drive future revenue growth over the next 2-3 years through several strategic initiatives focused on strengthening its core businesses and capital structure. Here are the key drivers:
  • Refocusing and investing in core financial services: B. Riley is prioritizing its core financial services, including investment banking, institutional brokerage, and wealth management. The strategic carve-out of B. Riley Securities (BRS) as an independent, debt-free, and well-capitalized entity, with B. Riley Financial retaining approximately 89% ownership, aims to enhance transparency and establish BRS as a pure-play investment bank focused on the small-cap and middle markets.
  • Strategic positioning in emerging technology markets, particularly AI investments: B. Riley Securities (BRS) is actively positioning itself to be a capital provider for the "next wave of tech growth," with a specific focus on AI investments. This strategic alignment with emerging client priorities in the technology sector is expected to be a significant growth area for its Capital Markets segment.
  • Strategic management and monetization of non-core assets to enable reinvestment: The company has undertaken efforts to optimize its portfolio through debt financing of its brands portfolio and the potential sale of a majority stake in its Great American Group businesses. These actions are primarily aimed at strengthening the balance sheet and reducing debt, thereby freeing up capital to invest in core operating subsidiaries and support future growth initiatives.
  • Continued steady cash flow from Communications and Brands segments: Despite some strategic re-evaluations, the company anticipates ongoing benefits from the consistent cash flow generated by its communications and brands portfolios, which provide a stable foundation for the overall platform.

AI Analysis | Feedback

Share Repurchases

  • On March 3, 2023, B. Riley's Board of Directors authorized an updated share repurchase program for up to $50 million, scheduled to expire in October 2023.
  • Between November 1, 2022, and March 3, 2023, the company repurchased approximately $41,164,000 worth of its common stock, totaling 1,058,644 shares at an average price of around $38.88 per share.
  • B. Riley Financial spent $0 on share buybacks in Q4 2024.

Share Issuance

  • On January 13, 2021, B. Riley Financial conducted a public offering of 1,228,735 shares at $46 per share, raising $56.52 million.

Outbound Investments

  • In March 2025, B. Riley Financial completed a strategic carve-out transaction of its investment banking subsidiary, B. Riley Securities (BRS), which merged with Cascadia Investments to operate independently. B. Riley Financial retained approximately 89% ownership of BRS.
  • In July 2025, B. Riley Financial amended its senior secured credit agreement with Oaktree Capital Management, which included a new $100 million investment basket to facilitate balance sheet transactions and an increase in the parent company investment basket from $20 million to $30 million.
  • In 2024, the company incurred a net loss of $772.3 million for common shareholders, largely due to $510.0 million in write-downs related to an equity investment in Freedom VCM Holdings LLC and a loan receivable from Vintage Capital Management, alongside $105.4 million in goodwill and other intangible asset impairments.

Better Bets vs. BRC (RILY)

Latest Trefis Analyses

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Recent Active Movers

Peer Comparisons

Peers to compare with:

Financials

RILYTREEEQHFRHCMedian
NameBRC LendingT.EquitableFreedom  
Mkt Price10.1636.5942.52147.0739.56
Mkt Cap0.30.512.08.74.6
Rev LTM1,1191,20511,3192,0891,647
Op Inc LTM292105-481292
FCF LTM-27731,0062,854540
FCF 3Y Avg63551,096513288
CFO LTM-22851,0553,072570
CFO 3Y Avg71671,199622346

Growth & Margins

RILYTREEEQHFRHCMedian
NameBRC LendingT.EquitableFreedom  
Rev Chg LTM17.1%23.9%-23.4%1.3%9.2%
Rev Chg 3Y Avg1.6%15.6%2.2%54.9%8.9%
Rev Chg Q78.0%36.5%-7.6%4.8%20.7%
QoQ Delta Rev Chg LTM15.6%7.8%-3.0%1.4%4.6%
Op Inc Chg LTM166.8%108.1%--46.2%108.1%
Op Inc Chg 3Y Avg-155.5%127.0%-33.5%33.5%
Op Mgn LTM26.1%8.7%-23.0%23.0%
Op Mgn 3Y Avg-4.6%5.9%-41.1%5.9%
QoQ Delta Op Mgn LTM18.1%1.4%--1.6%1.4%
CFO/Rev LTM-1.9%7.0%9.3%147.0%8.2%
CFO/Rev 3Y Avg6.3%7.4%9.2%17.1%8.3%
FCF/Rev LTM-2.5%6.1%8.9%136.6%7.5%
FCF/Rev 3Y Avg5.5%6.0%8.4%11.6%7.2%

Valuation

RILYTREEEQHFRHCMedian
NameBRC LendingT.EquitableFreedom  
Mkt Cap0.30.512.08.74.6
P/S0.30.41.14.20.7
P/Op Inc1.14.8-18.14.8
P/EBIT0.64.2-48.016.92.4
P/E0.62.8-14.63,279.01.7
P/CFO-14.96.011.32.84.4
Total Yield163.7%35.8%-4.2%0.0%17.9%
Dividend Yield0.0%0.0%2.6%0.0%0.0%
FCF Yield 3Y Avg33.7%9.1%8.1%2.2%8.6%
D/E4.10.90.60.20.7
Net D/E3.60.7-2.9-0.10.3

Returns

RILYTREEEQHFRHCMedian
NameBRC LendingT.EquitableFreedom  
1M Rtn33.3%-23.9%3.7%-5.4%-0.8%
3M Rtn48.8%-4.7%-3.5%31.3%13.9%
6M Rtn144.8%-23.9%-1.7%10.4%4.4%
12M Rtn236.4%3.2%-16.0%-17.3%-6.4%
3Y Rtn-70.0%78.5%82.0%80.3%79.4%
1M Excs Rtn29.0%-28.1%-2.0%-9.0%-5.5%
3M Excs Rtn41.7%-13.8%-10.9%15.2%2.1%
6M Excs Rtn89.1%-37.7%-12.6%-5.4%-9.0%
12M Excs Rtn185.4%-28.2%-44.3%-45.0%-36.2%
3Y Excs Rtn-147.7%35.0%14.4%-0.2%7.1%

Comparison Analyses

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Financials

Segment Financials

Revenue by Segment
$ Mil20252024202320222021
Capital Markets218571328891546
Consumer Products20323378  
Wealth Management20119823438273
Lingo196    
Magic Jack43    
Marconi Wireless41    
UOL15    
Corporate & All Other-1700   
All Other 4833  
Communications segment 3382369387
E-Commerce segment 0   
Financial Consulting segment 77999492
Auction and Liquidation segment  747489
Consumer segment   2016
Total7461,4661,0811,555903


Operating Income by Segment
$ Mil20252024202320222021
Magic Jack18    
Marconi Wireless10    
Wealth Management63-34163
UOL6    
Lingo0    
Capital Markets-1919582491301
Consumer Products-52-788  
Corporate & All Other-467-62   
All Other -10-45-59 
Communications segment 35302733
E-Commerce segment 0   
Financial Consulting segment 13161723
Auction and Liquidation segment  13826
Consumer segment   14-2
Corporate and other expenses    -39
Total-4989669515345


Price Behavior

Price Behavior
Market Price$10.16 
Market Cap ($ Bil)0.3 
First Trading Date08/03/2009 
Distance from 52W High0.0% 
   50 Days200 Days
DMA Price$7.86$6.49
DMA Trendupup
Distance from DMA29.2%56.4%
 3M1YR
Volatility76.0%107.7%
Downside Capture216.53232.80
Upside Capture297.27309.07
Correlation (SPY)45.7%26.5%
RILY Betas & Captures as of 4/30/2026

 1M2M3M6M1Y3Y
Beta1.802.082.652.322.201.46
Up Beta2.762.032.511.350.760.97
Down Beta-15.403.641.883.763.731.87
Up Capture135%233%282%411%639%132%
Bmk +ve Days15223166141428
Stock +ve Days10222860123337
Down Capture390%139%282%168%161%112%
Bmk -ve Days4183056108321
Stock -ve Days10193463123403

[1] Upside and downside betas calculated using positive and negative benchmark daily returns respectively
Based On 1-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with RILY
RILY206.4%108.1%1.50-
Sector ETF (XLF)2.3%14.6%-0.0621.0%
Equity (SPY)26.8%12.1%1.6726.5%
Gold (GLD)37.5%26.8%1.169.0%
Commodities (DBC)43.5%18.6%1.80-0.1%
Real Estate (VNQ)12.0%13.4%0.599.7%
Bitcoin (BTCUSD)-27.2%41.8%-0.6528.3%

Smart multi-asset allocation framework can stack odds in your favor. Learn How
Based On 5-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with RILY
RILY-28.4%94.1%0.07-
Sector ETF (XLF)8.3%18.6%0.3329.2%
Equity (SPY)13.8%17.0%0.6428.4%
Gold (GLD)19.3%18.0%0.874.7%
Commodities (DBC)10.8%19.4%0.444.9%
Real Estate (VNQ)3.8%18.8%0.1024.6%
Bitcoin (BTCUSD)9.3%55.6%0.3719.4%

Smart multi-asset allocation framework can stack odds in your favor. Learn How
Based On 10-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with RILY
RILY6.6%73.0%0.41-
Sector ETF (XLF)12.7%22.2%0.5331.8%
Equity (SPY)15.5%17.9%0.7432.1%
Gold (GLD)13.2%16.0%0.683.8%
Commodities (DBC)7.8%17.9%0.359.1%
Real Estate (VNQ)5.4%20.7%0.2227.6%
Bitcoin (BTCUSD)67.3%66.9%1.0613.9%

Smart multi-asset allocation framework can stack odds in your favor. Learn How

Short Interest

Short Interest: As Of Date4302026
Short Interest: Shares Quantity4.1 Mil
Short Interest: % Change Since 4152026-20.5%
Average Daily Volume0.8 Mil
Days-to-Cover Short Interest5.1 days
Basic Shares Quantity31.9 Mil
Short % of Basic Shares13.0%

Earnings Returns History

Expand for More
 Forward Returns
Earnings Date1D Returns5D Returns21D Returns
5/7/2026-5.9%7.5% 
1/29/2026-2.2%-18.0%-31.5%
11/6/20254.5%0.0%-18.2%
8/13/202515.1%1.4%3.5%
3/3/2025-3.0%-17.4%-28.0%
11/13/2024-1.0%-0.2%3.9%
8/12/2024-51.9%-65.5%-66.5%
5/15/2024-11.3%-0.7%-34.9%
...
SUMMARY STATS   
# Positive111514
# Negative1288
Median Positive4.5%7.5%17.0%
Median Negative-5.9%-12.1%-28.5%
Max Positive30.6%31.0%44.5%
Max Negative-51.9%-65.5%-66.5%

SEC Filings

Expand for More
Report DateFiling DateFiling
03/31/202605/07/202610-Q
12/31/202503/31/202610-K
09/30/202501/14/202610-Q
06/30/202512/15/202510-Q
03/31/202511/18/202510-Q
12/31/202409/19/202510-K
09/30/202402/21/202510-Q
06/30/202401/14/202510-Q
03/31/202405/15/202410-Q
12/31/202304/24/202410-K
09/30/202311/09/202310-Q
06/30/202308/09/202310-Q
03/31/202305/08/202310-Q
12/31/202203/16/202310-K
09/30/202211/04/202210-Q
06/30/202207/29/202210-Q

Insider Activity

Expand for More
#OwnerTitleHoldingActionFiling DatePriceSharesTransacted
Value
Value of
Held Shares
Form
1Forman, Alan NEVP, General Counsel, SecDirectSell51520268.5679,445680,319323,928Form
2Forman, Alan NEVP, General Counsel, SecDirectSell51520268.5820,555176,3721,006,252Form