Tearsheet

PennantPark Floating Rate Capital (PFLT)


Market Price (2/4/2026): $9.31 | Market Cap: $924.4 Mil
Sector: Financials | Industry: Asset Management & Custody Banks

PennantPark Floating Rate Capital (PFLT)


Market Price (2/4/2026): $9.31
Market Cap: $924.4 Mil
Sector: Financials
Industry: Asset Management & Custody Banks

Investment Highlights Why It Matters Detailed financial logic regarding cash flow yields vs trend-riding momentum.

0 Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 19%, Dividend Yield is 12%, ERPEquity Risk Premium (ERP) = Total Yield - Risk Free Rate, Reflects the premium above risk free assets offered by the investment. is 15%
Weak multi-year price returns
2Y Excs Rtn is -38%, 3Y Excs Rtn is -48%
Debt is significant
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is 179%
1 Low stock price volatility
Vol 12M is 22%
  Expensive valuation multiples
P/SPrice/Sales ratio is 12x
2 Megatrend and thematic drivers
Megatrends include Digital & Alternative Assets. Themes include Private Credit.
  Weak revenue growth
Rev Chg LTMRevenue Change % Last Twelve Months (LTM) is -28%, Rev Chg QQuarterly Revenue Change % is -36%
3   Not cash flow generative
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is -919%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is -919%
4   Key risks
PFLT key risks include [1] heightened credit defaults from its portfolio of highly leveraged, Show more.
0 Attractive yield
Total YieldTotal Yield = Earnings Yield + Dividend Yield, Earnings Yield = Net Income / Market Cap Dividend Yield = Total Dividends / Market Cap is 19%, Dividend Yield is 12%, ERPEquity Risk Premium (ERP) = Total Yield - Risk Free Rate, Reflects the premium above risk free assets offered by the investment. is 15%
1 Low stock price volatility
Vol 12M is 22%
2 Megatrend and thematic drivers
Megatrends include Digital & Alternative Assets. Themes include Private Credit.
3 Weak multi-year price returns
2Y Excs Rtn is -38%, 3Y Excs Rtn is -48%
4 Debt is significant
Net D/ENet Debt/Equity. Debt net of cash. Negative indicates net cash. Equity is taken as the Market Capitalization is 179%
5 Expensive valuation multiples
P/SPrice/Sales ratio is 12x
6 Weak revenue growth
Rev Chg LTMRevenue Change % Last Twelve Months (LTM) is -28%, Rev Chg QQuarterly Revenue Change % is -36%
7 Not cash flow generative
CFO/Rev LTMCash Flow from Operations / Revenue (Sales), Last Twelve Months (LTM) is -919%, FCF/Rev LTMFree Cash Flow / Revenue (Sales), Last Twelve Months (LTM) is -919%
8 Key risks
PFLT key risks include [1] heightened credit defaults from its portfolio of highly leveraged, Show more.

Valuation, Metrics & Events

Price Chart

Why The Stock Moved

Qualitative Assessment

AI Analysis | Feedback

PennantPark Floating Rate Capital (PFLT) stock has gained about 5% since 10/31/2025 because of the following key factors:

1. PennantPark Floating Rate Capital's consistent monthly distributions provided an attractive income stream for investors. The company declared monthly distributions of $0.1025 per share for October, November, and December 2025, which were paid in November and December 2025, and January 2026, respectively. Additionally, a distribution for January 2026 with an ex-dividend date of January 16, 2026, was payable on February 2, 2026. These steady payouts, coupled with a high dividend yield consistently above 12%, likely reinforced investor confidence and contributed to the stock's positive movement.

2. Strong analyst ratings and optimistic price targets bolstered investor sentiment. Throughout the period, Wall Street analysts maintained a "Buy" consensus rating for PFLT. Notably, Keefe Bruyette reiterated an "Outperform" rating with a $10.50 price target on December 29, 2025, indicating a constructive outlook for the company heading into 2026. Analysts favored PennantPark Floating Rate Capital over other "finance" companies, projecting a 12-month upside of approximately 14.03%.

Show more

Stock Movement Drivers

Fundamental Drivers

The 5.4% change in PFLT stock from 10/31/2025 to 2/3/2026 was primarily driven by a 11.5% change in the company's P/E Multiple.
(LTM values as of)103120252032026Change
Stock Price ($)8.849.315.4%
Change Contribution By: 
Total Revenues ($ Mil)9078-12.9%
Net Income Margin (%)78.0%84.7%8.5%
P/E Multiple12.513.911.5%
Shares Outstanding (Mil)9999-0.1%
Cumulative Contribution5.4%

LTM = Last Twelve Months as of date shown

Market Drivers

10/31/2025 to 2/3/2026
ReturnCorrelation
PFLT5.4% 
Market (SPY)1.1%39.4%
Sector (XLF)2.2%36.7%

Fundamental Drivers

The -5.2% change in PFLT stock from 7/31/2025 to 2/3/2026 was primarily driven by a -9.3% change in the company's Shares Outstanding (Mil).
(LTM values as of)73120252032026Change
Stock Price ($)9.829.31-5.2%
Change Contribution By: 
Total Revenues ($ Mil)8478-6.8%
Net Income Margin (%)80.6%84.7%5.0%
P/E Multiple13.013.96.8%
Shares Outstanding (Mil)9099-9.3%
Cumulative Contribution-5.2%

LTM = Last Twelve Months as of date shown

Market Drivers

7/31/2025 to 2/3/2026
ReturnCorrelation
PFLT-5.2% 
Market (SPY)9.4%40.3%
Sector (XLF)2.6%44.4%

Fundamental Drivers

The -6.0% change in PFLT stock from 1/31/2025 to 2/3/2026 was primarily driven by a -27.8% change in the company's Total Revenues ($ Mil).
(LTM values as of)13120252032026Change
Stock Price ($)9.909.31-6.0%
Change Contribution By: 
Total Revenues ($ Mil)10978-27.8%
Net Income Margin (%)84.6%84.7%0.1%
P/E Multiple8.013.973.3%
Shares Outstanding (Mil)7599-24.9%
Cumulative Contribution-6.0%

LTM = Last Twelve Months as of date shown

Market Drivers

1/31/2025 to 2/3/2026
ReturnCorrelation
PFLT-6.0% 
Market (SPY)15.6%59.6%
Sector (XLF)5.1%60.9%

Fundamental Drivers

The 20.7% change in PFLT stock from 1/31/2023 to 2/3/2026 was primarily driven by a 574.6% change in the company's Total Revenues ($ Mil).
(LTM values as of)13120232032026Change
Stock Price ($)7.719.3120.7%
Change Contribution By: 
Total Revenues ($ Mil)1278574.6%
Net Income Margin (%)29.8%84.7%184.6%
P/E Multiple99.113.9-85.9%
Shares Outstanding (Mil)4499-55.3%
Cumulative Contribution20.7%

LTM = Last Twelve Months as of date shown

Market Drivers

1/31/2023 to 2/3/2026
ReturnCorrelation
PFLT20.7% 
Market (SPY)75.9%53.7%
Sector (XLF)53.1%56.5%

Return vs. Risk

Price Returns Compared

 202120222023202420252026Total [1]
Returns
PFLT Return33%-6%23%1%-4%2%52%
Peers Return31%-12%34%20%-5%-5%67%
S&P 500 Return27%-19%24%23%16%2%86%

Monthly Win Rates [3]
PFLT Win Rate75%50%50%67%67%50% 
Peers Win Rate80%45%70%72%53%10% 
S&P 500 Win Rate75%42%67%75%67%100% 

Max Drawdowns [4]
PFLT Max Drawdown-1%-20%-7%-8%-15%0% 
Peers Max Drawdown-2%-21%-1%-2%-16%-5% 
S&P 500 Max Drawdown-1%-25%-1%-2%-15%-1% 


[1] Cumulative total returns since the beginning of 2021
[2] Peers: ARCC, BXSL, OBDC, TSLX, FSK.
[3] Win Rate = % of calendar months in which monthly returns were positive
[4] Max drawdown represents maximum peak-to-trough decline within a year
[5] 2026 data is for the year up to 2/3/2026 (YTD)

How Low Can It Go

Unique KeyEventPFLTS&P 500
2022 Inflation Shock2022 Inflation Shock  
2022 Inflation Shock% Loss% Loss-32.4%-25.4%
2022 Inflation Shock% Gain to Breakeven% Gain to Breakeven47.9%34.1%
2022 Inflation ShockTime to BreakevenTime to BreakevenNot Fully Recovered days464 days
2020 Covid Pandemic2020 Covid Pandemic  
2020 Covid Pandemic% Loss% Loss-70.2%-33.9%
2020 Covid Pandemic% Gain to Breakeven% Gain to Breakeven235.7%51.3%
2020 Covid PandemicTime to BreakevenTime to Breakeven362 days148 days
2018 Correction2018 Correction  
2018 Correction% Loss% Loss-20.6%-19.8%
2018 Correction% Gain to Breakeven% Gain to Breakeven25.9%24.7%
2018 CorrectionTime to BreakevenTime to Breakeven1,216 days120 days

Compare to ARCC, BXSL, OBDC, TSLX, FSK

In The Past

PennantPark Floating Rate Capital's stock fell -32.4% during the 2022 Inflation Shock from a high on 4/19/2022. A -32.4% loss requires a 47.9% gain to breakeven.

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Limiting losses and compounding gains is essential to preserving wealth.

Asset Allocation

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About PennantPark Floating Rate Capital (PFLT)

PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent non-U.S. companies. The fund typically invests between $2 million and $20 million. The fund also invests in equity securities, such as preferred stock, common stock, warrants or options received in connection with debt investments or through direct investments. It primarily invests between $10 million and $50 million in investments in senior secured loans and mezzanine debt. It seeks to invest in companies not rated by national rating agencies. The companies if rated would be between BB and CCC under the Standard & Poor's system. The fund invests 30% is invested in non-qualifying assets like investments in public companies whose securities are not thinly traded or do not have a market capitalization of less than $250 million, securities of middle-market companies located outside of the United States, high-yield bonds, distressed debt, private equity, securities of public companies that are not thinly traded, and investment companies as defined in the 1940 Act. Under normal conditions, the fund expects atleast 80 percent of its net assets plus any borrowings for investment purposes to be invested in Floating Rate Loans and investments with similar economic characteristics, including cash equivalents invested in money market funds. It expects to represent 65 percent of its portfolio through senior secured loans. In case of floating rate loans, it holds investments for a period of three to ten years.

AI Analysis | Feedback

PFLT is like a publicly traded private credit fund, similar to some investment strategies offered by firms like Apollo Global Management, but focused on lending to mid-sized businesses.

Think of it as the commercial loan department of a major bank like Wells Fargo, but as a standalone, publicly traded company specializing in floating-rate loans to private middle-market businesses.

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  • Senior Secured Debt Investments: PennantPark Floating Rate Capital primarily provides capital through floating-rate senior secured loans to U.S. middle-market companies, which are debt instruments collateralized by assets and hold the highest repayment priority.
  • Subordinated Debt Investments: The company also offers subordinated debt, which is a type of junior debt often combined with equity features.
  • Equity Investments: PennantPark Floating Rate Capital makes direct equity investments in private companies, typically alongside its debt financing.

AI Analysis | Feedback

PennantPark Floating Rate Capital (PFLT) is a Business Development Company (BDC). Its primary business model involves providing debt and equity financing to middle-market companies, predominantly private entities, in the United States. Therefore, PFLT's "major customers" are the companies it lends to and invests in as part of its investment portfolio.

Based on PFLT's latest available financial filings (Form 10-Q for the quarter ended March 31, 2024), its portfolio consists of investments in a diverse range of private companies across various sectors. As these are generally private entities, they do not have public stock symbols.

Some of PFLT's major portfolio companies (and thus its largest "customers" or borrowers) by fair value as of March 31, 2024, include:

  • Blue River Petcare, LLC (Recipient of a First Lien Senior Secured Loan)
  • Care Advantage, Inc. (Recipient of a First Lien Senior Secured Loan)
  • Proactive Medical Products, LLC (Recipient of a First Lien Senior Secured Loan)
  • Integra Partners, LLC (Recipient of a First Lien Senior Secured Loan)
  • Triton Lake Holdings, LP (Recipient of a First Lien Senior Secured Loan)

These companies represent some of PFLT's most significant investments, acting as the recipients of PFLT's capital and thus its "major customers" in the context of its BDC operations. None of these entities are publicly traded and therefore do not have public stock symbols.

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  • U.S. Bancorp (USB)
  • BNP Paribas (BNPQY)
  • Capital One Financial Corporation (COF)
  • JPMorgan Chase & Co. (JPM)
  • Mitsubishi UFJ Financial Group, Inc. (MUFG)
  • Regions Financial Corporation (RF)
  • Sumitomo Mitsui Financial Group, Inc. (SMFG)
  • Truist Financial Corporation (TFC)
  • Wells Fargo & Company (WFC)
  • Zions Bancorporation (ZION)

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Arthur H. Penn, Chairman and Chief Executive Officer

Arthur H. Penn is the Founder, Chairman, and Chief Executive Officer of PennantPark Floating Rate Capital Ltd. (PFLT) since its inception in 2010, and PennantPark Investment Corporation (PNNT) since 2007. He is also the Founder and Managing Member of PennantPark Investment Advisers, LLC. Prior to founding PennantPark, Mr. Penn co-founded Apollo Investment Management, where he served as a Managing Partner from 2004 to 2006. He also held roles as Chief Operating Officer of Apollo Investment Corporation from 2004 to 2006 and as President and Chief Operating Officer in 2006. His experience spans senior lending, mezzanine lending, leveraged finance, distressed debt, and private equity businesses. PennantPark focuses on providing debt capital to middle-market companies with annual cash flow (EBITDA) between $10 million and $50 million, often collaborating with private equity sponsors.

Richard T. Allorto, Jr., Chief Financial Officer

Richard T. Allorto, Jr. joined PennantPark in June 2022 as Chief Financial Officer for both PFLT and PennantPark Investment Corporation (PNNT). He oversees all aspects of financial reporting, accounting, tax, operations, treasury, and administrative matters. Before joining PennantPark, Mr. Allorto served as the Chief Financial Officer of Medley Management Inc., and also held the CFO position at Sierra Income Corporation and Medley Capital Corporation. From 2001 to 2010, he was a Managing Director at GSC Group, where he also served as Chief Financial Officer of GSC Investment Corp, a business development company. Mr. Allorto began his career in public accounting at Arthur Andersen in 1994 and is a licensed CPA. His background demonstrates a consistent pattern of managing companies within the private credit and business development company (BDC) sectors, which frequently involve private equity-backed structures.

José A. Briones, Jr., Senior Partner

José A. Briones, Jr. is a Senior Partner at PennantPark Investment Advisers, LLC, and was appointed to PFLT's Board of Directors in May 2022. He joined PennantPark in December 2009 and is responsible for originating, underwriting, executing, and monitoring investments, as well as various strategic initiatives. Prior to PennantPark, Mr. Briones was a Partner at Apollo Investment Management, L.P. and a member of its investment committee from 2006 until he joined PennantPark. His earlier career included roles at UBS Securities, JP Morgan, and BT Securities and BT Alex Brown Inc.

Aviv Efrat, Senior Management (former Chief Financial Officer)

Aviv Efrat served as PennantPark Floating Rate Capital Ltd.'s Chief Financial Officer and Treasurer from the company's inception in 2010 until June 2021. He was a founding team member of PennantPark Investment Advisers, LLC. Following his tenure as CFO, Mr. Efrat transitioned to a senior management role within the PennantPark organization, focusing on strategic growth initiatives. He was instrumental in building the firm's finance and operations team.

AI Analysis | Feedback

The key risks to PennantPark Floating Rate Capital (PFLT) primarily stem from the nature of its investments as a Business Development Company (BDC) and its capital structure.

  1. Credit Risk and Default Risk of Portfolio Companies

    PFLT's core business involves providing debt financing to middle-market companies, many of which are highly leveraged and may have limited financial resources, making them inherently higher risk. A significant portion of its portfolio consists of below-investment-grade or "junk" securities, which carry a greater risk of default, particularly during economic downturns. The deterioration in the credit quality of these portfolio companies can have a material adverse effect on PFLT's financial condition and results of operations. The presence of non-accrual investments, where interest payments are significantly past due, directly threatens PFLT's income generation and can necessitate provisions for loan losses, impacting overall profitability.

  2. Interest Rate Risk and Impact on Net Investment Income

    While approximately 99% of PFLT's debt portfolio is variable-rate, meaning investment income can benefit from rising interest rates, the company is still exposed to significant interest rate risk. Its net investment income is dependent on the spread between the rate at which it borrows funds and the rate at which it invests those funds. Anticipated gradual rate cuts by the Federal Reserve could create a headwind for net investment income generation. Conversely, a sharp increase in interest rates could also decrease the value of any fixed-rate investments PFLT holds and increase its interest expense on credit facilities, thereby decreasing net investment income.

  3. Market Volatility and its Impact on Net Asset Value (NAV)

    PFLT's performance is vulnerable to fluctuations in economic, political, and broader market conditions, which can directly affect the valuation of its investments. Market volatility can lead to net realized and unrealized losses on investments and has historically caused fluctuations in PFLT's NAV per share. A sharp decline in the value of its net assets could put PFLT at risk of failing to maintain required asset coverage ratios or other covenants, potentially forcing the sale of investments at disadvantageous times or the issuance of additional common stock, which could dilute existing shareholders.

AI Analysis | Feedback

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AI Analysis | Feedback

PennantPark Floating Rate Capital (PFLT) primarily provides floating rate senior secured loans, second-lien debt, mezzanine securities, and, to a lesser extent, equity investments to U.S. middle-market companies. These services fall within the broader private credit market, specifically targeting the U.S. middle market. The addressable market for private credit in the United States is substantial. Estimates vary slightly based on the reporting date, but generally range from approximately $1.1 trillion to $1.5 trillion. For instance, the U.S. private credit market was estimated at $1.1 trillion as of November 2025. Other sources indicate the U.S. private credit market size around $1.25 trillion as of December 2024, representing about three-quarters of the global private credit market which was $2 trillion at that time. At the end of 2023, the private credit asset class was estimated at nearly $2 trillion globally, having grown from $1.6 trillion at the end of 2023 and projected to reach $2.8 trillion by 2028.

The addressable market for PennantPark Floating Rate Capital's main products and services, primarily floating rate loans and other debt and equity investments to U.S. middle-market companies, is the **U.S. private credit market**.

This market is estimated to be approximately $1.1 trillion to $1.5 trillion (U.S.).

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PennantPark Floating Rate Capital (PFLT) is expected to drive future revenue growth over the next 2-3 years through several key initiatives and market dynamics:

  1. Expansion of Joint Ventures: PFLT anticipates significant growth from its joint ventures. Notably, the recently announced partnership with Hamilton Lane is slated to commence investing in late 2025, with an expected ramp-up period of 12-18 months, aiming for a total portfolio of $500 million. Additionally, the existing PSSL joint venture continues to expand its balance sheet, which is expected to further enhance PFLT's earnings momentum.
  2. Increased Loan Originations and Portfolio Growth: The company forecasts increased loan originations in the second half of 2025 and has demonstrated a growing investment portfolio, with its value reaching $2.4 billion in the third fiscal quarter of 2025, up from $2.3 billion in the prior quarter. This expansion of investment activity directly contributes to higher interest income.
  3. Favorable Yield Environment for Floating Rate Debt: With approximately 100% of its debt portfolio consisting of variable-rate investments, PFLT is well-positioned to capitalize on a stable or potentially increasing interest rate environment. The company has observed stabilized pricing for first-lien term loans in the core middle market, around SOFR +500–550 basis points for high-quality assets, contributing to attractive weighted average yields on its debt investments.
  4. Strategic Capital Management and Enhanced Funding Capacity: PFLT has actively strengthened its liquidity and funding over the past year. This includes securing new securitization financing at attractive rates and amending credit facilities to lower pricing. This increased capital capacity, including over $500 million in available capital for PFLT and $350 million in committed capital for its joint ventures, enables the company to pursue new investment opportunities and expand its portfolio profitably.

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Share Issuance

  • PennantPark Floating Rate Capital issued 21,638,000 shares of common stock through its 2024 At-The-Market (ATM) Program during the nine months ended June 30, 2025, generating net proceeds of $244.8 million.
  • During the three months ended June 30, 2025, the company issued 2,800,000 shares of common stock via its 2024 ATM Program, resulting in net proceeds of $31.6 million.
  • The number of common shares outstanding significantly increased from 45,345,638 as of November 17, 2022, to 99,217,896 as of June 30, 2025.

Outbound Investments

  • In fiscal Q1 2025, PennantPark Floating Rate Capital invested $607 million across 11 new and 58 existing investments.
  • As of September 30, 2024, the company's total portfolio amounted to $1,983.5 million, predominantly comprised of $1,746.7 million in first lien secured debt.
  • PFLT committed $150 million to a new joint venture, PennantPark Senior Secured Loan Fund II, LLC (PSSL II), formed in August 2025 with Hamilton Lane, which is expected to grow its portfolio to an initial $500 million.

Capital Expenditures

  • PennantPark Floating Rate Capital reported capital expenditures of $0.00 for fiscal years 2022, 2023, 2024, and the second quarter of 2025.

Trade Ideas

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Unique Key

Recent Active Movers

Peer Comparisons

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Financials

PFLTARCCBXSLOBDCTSLXFSKMedian
NamePennantP.Ares Cap.Blacksto.Blue Owl.Sixth St.FS KKR C. 
Mkt Price9.3119.1324.4911.0920.8113.1516.14
Mkt Cap0.913.65.65.72.03.74.7
Rev LTM781,551647742241362504
Op Inc LTM-------
FCF LTM-721-1,558-1,1331,3652971,375-212
FCF 3Y Avg-460-1,089-710770331,459-214
CFO LTM-721-1,558-1,1331,3652971,375-212
CFO 3Y Avg-460-1,089-710770331,459-214

Growth & Margins

PFLTARCCBXSLOBDCTSLXFSKMedian
NamePennantP.Ares Cap.Blacksto.Blue Owl.Sixth St.FS KKR C. 
Rev Chg LTM-27.8%-11.2%-10.7%5.7%-4.9%-39.6%-10.9%
Rev Chg 3Y Avg130.9%20.8%21.1%18.9%34.3%61.4%27.7%
Rev Chg Q-35.8%5.5%-9.3%-0.7%-3.3%34.1%-2.0%
QoQ Delta Rev Chg LTM-12.9%1.6%-2.3%-0.1%-0.8%19.1%-0.5%
Op Mgn LTM-------
Op Mgn 3Y Avg-------
QoQ Delta Op Mgn LTM-------
CFO/Rev LTM-919.2%-100.5%-175.2%183.8%123.1%379.8%11.3%
CFO/Rev 3Y Avg-441.2%-63.3%-95.5%98.6%15.7%274.7%-23.8%
FCF/Rev LTM-919.2%-100.5%-175.2%183.8%123.1%379.8%11.3%
FCF/Rev 3Y Avg-441.2%-63.3%-95.5%98.6%15.7%274.7%-23.8%

Valuation

PFLTARCCBXSLOBDCTSLXFSKMedian
NamePennantP.Ares Cap.Blacksto.Blue Owl.Sixth St.FS KKR C. 
Mkt Cap0.913.65.65.72.03.74.7
P/S11.88.78.77.68.110.28.7
P/EBIT-------
P/E13.910.09.48.510.213.510.1
P/CFO-1.3-8.7-5.04.26.62.70.7
Total Yield19.2%19.3%22.4%24.5%18.4%28.7%20.8%
Dividend Yield12.1%9.2%11.7%12.8%8.6%21.3%11.9%
FCF Yield 3Y Avg-52.3%-7.4%-9.7%12.6%1.4%28.4%-3.0%
D/E1.91.21.41.70.92.01.5
Net D/E1.81.11.31.60.91.91.5

Returns

PFLTARCCBXSLOBDCTSLXFSKMedian
NamePennantP.Ares Cap.Blacksto.Blue Owl.Sixth St.FS KKR C. 
1M Rtn0.1%-6.4%-7.9%-11.7%-3.9%-11.9%-7.1%
3M Rtn5.3%-3.4%-3.9%-11.5%-4.7%-7.8%-4.3%
6M Rtn-5.0%-11.0%-16.7%-17.1%-8.5%-28.8%-13.9%
12M Rtn-5.5%-12.1%-19.2%-17.6%1.7%-33.9%-14.8%
3Y Rtn19.2%28.9%36.6%17.8%48.8%3.3%24.0%
1M Excs Rtn-0.8%-7.3%-8.7%-12.6%-4.8%-12.8%-8.0%
3M Excs Rtn4.2%-4.9%-5.8%-13.4%-7.1%-10.0%-6.5%
6M Excs Rtn-14.0%-20.0%-25.7%-25.8%-18.0%-37.8%-22.8%
12M Excs Rtn-20.5%-26.1%-33.4%-32.3%-12.8%-48.9%-29.2%
3Y Excs Rtn-47.9%-40.7%-29.3%-51.8%-23.0%-65.9%-44.3%

Comparison Analyses

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Financials

Segment Financials

Revenue by Segment
$ Mil20252024202320222021
Single Segment2011096510071
Total2011096510071


Price Behavior

Price Behavior
Market Price$9.31 
Market Cap ($ Bil)0.9 
First Trading Date04/08/2011 
Distance from 52W High-9.5% 
   50 Days200 Days
DMA Price$9.24$9.29
DMA Trendindeterminateup
Distance from DMA0.7%0.2%
 3M1YR
Volatility15.9%21.8%
Downside Capture44.6874.64
Upside Capture68.6157.28
Correlation (SPY)38.7%59.5%
PFLT Betas & Captures as of 1/31/2026

 1M2M3M6M1Y3Y
Beta0.710.550.560.650.670.65
Up Beta0.31-0.19-0.040.670.620.60
Down Beta0.670.800.820.670.760.75
Up Capture103%81%78%43%47%29%
Bmk +ve Days11223471142430
Stock +ve Days10223362126403
Down Capture66%27%46%81%81%87%
Bmk -ve Days9192754109321
Stock -ve Days9182760112317

[1] Upside and downside betas calculated using positive and negative benchmark daily returns respectively
Based On 1-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with PFLT
PFLT-6.0%21.7%-0.37-
Sector ETF (XLF)5.1%19.1%0.1360.9%
Equity (SPY)15.6%19.2%0.6359.6%
Gold (GLD)77.2%24.5%2.300.6%
Commodities (DBC)10.0%16.5%0.4029.5%
Real Estate (VNQ)2.9%16.5%-0.0057.6%
Bitcoin (BTCUSD)-23.4%40.3%-0.5625.8%

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Based On 5-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with PFLT
PFLT7.4%20.6%0.29-
Sector ETF (XLF)14.9%18.7%0.6651.2%
Equity (SPY)14.5%17.0%0.6851.3%
Gold (GLD)21.5%16.8%1.046.7%
Commodities (DBC)12.0%18.9%0.5118.8%
Real Estate (VNQ)4.8%18.8%0.1648.6%
Bitcoin (BTCUSD)20.9%57.5%0.5621.6%

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Based On 10-Year Data
Annualized
Return
Annualized
Volatility
Sharpe
Ratio
Correlation
with PFLT
PFLT8.9%28.6%0.35-
Sector ETF (XLF)14.1%22.2%0.5851.2%
Equity (SPY)15.6%17.9%0.7547.3%
Gold (GLD)15.6%15.5%0.845.4%
Commodities (DBC)8.4%17.6%0.3923.4%
Real Estate (VNQ)5.6%20.8%0.2450.3%
Bitcoin (BTCUSD)69.9%66.5%1.0915.2%

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Short Interest

Short Interest: As Of Date1152026
Short Interest: Shares Quantity1.7 Mil
Short Interest: % Change Since 1231202536.3%
Average Daily Volume1.2 Mil
Days-to-Cover Short Interest1.4 days
Basic Shares Quantity99.3 Mil
Short % of Basic Shares1.7%

Earnings Returns History

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 Forward Returns
Earnings Date1D Returns5D Returns21D Returns
11/24/2025-1.0%2.4%0.2%
8/11/2025-1.1%-1.6%-2.1%
5/12/2025-0.8%2.2%3.9%
2/10/20253.1%1.7%0.9%
11/25/20240.4%0.4%-1.1%
8/7/20240.4%3.9%7.6%
5/8/2024-1.0%-1.2%-0.8%
2/7/20241.3%1.1%3.1%
...
SUMMARY STATS   
# Positive121713
# Negative12711
Median Positive1.7%2.2%3.1%
Median Negative-1.0%-5.2%-4.1%
Max Positive8.4%13.2%31.1%
Max Negative-5.1%-9.9%-10.7%

SEC Filings

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Report DateFiling DateFiling
09/30/202511/24/202510-K
06/30/202508/11/202510-Q
03/31/202505/12/202510-Q
12/31/202402/10/202510-Q
09/30/202411/26/202410-K
06/30/202408/07/202410-Q
03/31/202405/08/202410-Q
12/31/202302/07/202410-Q
09/30/202312/08/202310-K
06/30/202308/09/202310-Q
03/31/202305/11/202310-Q
12/31/202202/08/202310-Q
09/30/202211/17/202210-K
06/30/202208/03/202210-Q
03/31/202205/05/202210-Q
12/31/202102/09/202210-Q

Insider Activity

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#OwnerTitleHoldingActionFiling DatePriceSharesTransacted
Value
Value of
Held Shares
Form
1Briones, Jose A DirectBuy120320259.105,50050,0443,061,067Form
2Briones, Jose A DirectBuy523202510.131,48014,9953,352,795Form
3Briones, Jose A DirectBuy515202510.159,84099,9253,345,443Form